SEC Form 4 · accession 0001493152-17-001373
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Berman
Director
Period of report
Feb 9, 2017
Accepted (ET)
Feb 13, 2017 · 10:32 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 9, 2017 | P | 100 | $1.55 | A | 84,083 | D | |
| Class A Common Stock | Feb 9, 2017 | P | 112 | $1.60 | A | 84,195 | D | |
| Class A Common Stock | Feb 9, 2017 | P | 267 | $1.75 | A | 84,462 | D | |
| Class A Common Stock | Feb 9, 2017 | P | 21 | $1.70 | A | 84,483 | D | |
| Class A Common Stock | Feb 9, 2017 | P | 1,458 | $1.65 | A | 85,941 | D |
Table II — derivative securities
No Table II lines on this filing.