SEC Form 4 · accession 0001493152-18-017200
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard G Westerman Jr.
Director
Period of report
Dec 5, 2018
Accepted (ET)
Dec 7, 2018 · 3:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 5, 2018 | J | 5,000 | $0.40 | A | 48,889 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Shares acquired were awarded for service as a director of PEN Inc.