SEC Form 4 · accession 0001493152-17-004606
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Howard G Westerman Jr.
Director
Period of report
Apr 28, 2017
Accepted (ET)
May 1, 2017 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Apr 28, 2017 | J | 3,846 | $1.30 | A | 32,530 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Shares were awarded as compensation for service as a director of PEN Inc.