SEC Form 4 · accession 0001493152-17-009066
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Berman
Director
Period of report
Aug 9, 2017
Accepted (ET)
Aug 14, 2017 · 9:07 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 9, 2017 | P | 900 | $1.25 | A | 244,068 | D | |
| Class A Common Stock | Aug 10, 2017 | P | 100 | $1.15 | A | 244,168 | D | |
| Class A Common Stock | Aug 10, 2017 | P | 400 | $1.20 | A | 244,568 | D | |
| Class A Common Stock | Aug 11, 2017 | P | 6 | $1.12 | A | 244,574 | D |
Table II — derivative securities
No Table II lines on this filing.