SEC Form 4 · accession 0001493152-17-001813
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Berman
Director
Period of report
Feb 14, 2017
Accepted (ET)
Feb 22, 2017 · 11:29 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 14, 2017 | P | 1,000 | $1.59 | A | 86,491 | D | |
| Class A Common Stock | Feb 15, 2017 | P | 1,734 | $1.53 | A | 88,675 | D | |
| Class A Common Stock | Feb 15, 2017 | P | 599 | $1.59 | A | 89,274 | D | |
| Class A Common Stock | Feb 17, 2017 | P | 183 | $1.55 | A | 89,457 | D |
Table II — derivative securities
No Table II lines on this filing.