SEC Form 4 · accession 0001493152-17-001138
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Berman
Director
Period of report
Feb 1, 2017
Accepted (ET)
Feb 6, 2017 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 1, 2017 | P | 1,000 | $1.70 | A | 81,922 | D | |
| Class A Common Stock | Feb 1, 2017 | P | 500 | $1.67 | A | 82,422 | D | |
| Class A Common Stock | Feb 1, 2017 | P | 1,128 | $1.75 | A | 83,550 | D | |
| Class A Common Stock | Feb 2, 2017 | P | 200 | $1.70 | A | 83,750 | D | |
| Class A Common Stock | Feb 2, 2017 | P | 100 | $1.61 | A | 83,850 | D | |
| Class A Common Stock | Feb 2, 2017 | P | 133 | $1.65 | A | 83,983 | D |
Table II — derivative securities
No Table II lines on this filing.