SEC Form 4 · accession 0001493152-16-015155
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas Q. Holmes
Director
Period of report
Nov 14, 2016
Accepted (ET)
Nov 15, 2016 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 14, 2016 | J | 1,212 | $1.65 | A | 3,995 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Shares were awarded as compensation for service as a director of PEN Inc.