SEC Form 4 · accession 0001493152-17-011130
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Berman
Director
Period of report
Sep 27, 2017
Accepted (ET)
Oct 2, 2017 · 1:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 27, 2017 | P | 300 | $1.55 | A | 249,541 | D | |
| Class A Common Stock | Sep 28, 2017 | P | 300 | $1.50 | A | 249,841 | D | |
| Class A Common Stock | Sep 29, 2017 | P | 300 | $1.55 | A | 250,141 | D |
Table II — derivative securities
No Table II lines on this filing.