SEC Form 4 · accession 0001493152-17-008578
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Berman
Director
Period of report
Aug 2, 2017
Accepted (ET)
Aug 7, 2017 · 10:24 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 2, 2017 | P | 500 | $1.10 | A | 236,668 | D | |
| Class A Common Stock | Aug 2, 2017 | P | 1,500 | $1.08 | A | 238,168 | D | |
| Class A Common Stock | Aug 3, 2017 | P | 500 | $1.20 | A | 238,668 | D | |
| Class A Common Stock | Aug 3, 2017 | P | 100 | $1.10 | A | 238,768 | D | |
| Class A Common Stock | Aug 3, 2017 | P | 900 | $1.15 | A | 239,668 | D | |
| Class A Common Stock | Aug 4, 2017 | P | 49 | $1.17 | A | 239,717 | D | |
| Class A Common Stock | Aug 4, 2017 | P | 2,951 | $1.20 | A | 242,668 | D | |
| Class A Common Stock | Aug 4, 2017 | P | 500 | $1.24 | A | 243,168 | D |
Table II — derivative securities
No Table II lines on this filing.