Insider holders · CIK 0000891417
PEN INC. · PENC
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| Robert RonstadtDirector | 5,325,804 | — | 5,325,804 | Dec 1, 2015 · 2:03 pm EST | Form 4 |
| Scott E. RickertCEO, President, Chairman | 560,799 | 567,132 | 1,127,931 | Dec 7, 2018 · 3:50 pm EST | Form 4 |
| Jeanne M RickertChief Legal Officer | 540,549 | 558,882 | 1,099,431 | Dec 7, 2018 · 3:50 pm EST | Form 4 |
| Ronald J BermanDirector | 262,292 | 394,411 | 656,703 | Dec 7, 2018 · 3:52 pm EST | Form 4/A |
| Howard G Westerman Jr.Director | 48,889 | 67,852 | 116,741 | Feb 4, 2019 · 4:02 pm EST | Form 4 |
| Tom J. BermanPresident | 5,000 | 47,120 | 52,120 | Feb 4, 2019 · 4:01 pm EST | Form 4 |
| Douglas Q. HolmesDirector | 23,654 | — | 23,654 | Dec 7, 2018 · 3:54 pm EST | Form 4 |
| Jacqueline M SoptickChief Accounting Officer | 1,957 | — | 1,957 | Feb 16, 2017 · 1:29 pm EST | Form 3 |
| Carl Zeiss Inc.10% Owner | 0 | — | 0 | Jun 1, 2017 · 9:10 pm EDT | Form 4 |
| Adam C WassermanChief Financial Officer | 0 | — | 0 | Jan 11, 2016 · 2:05 pm EST | Form 4 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.