SEC Form 4 · accession 0001493152-17-002139
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Berman
Director
Period of report
Feb 28, 2017
Accepted (ET)
Mar 6, 2017 · 2:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 28, 2017 | P | 1,715 | $1.60 | A | 92,866 | D | |
| Class A Common Stock | Feb 28, 2017 | P | 700 | $1.50 | A | 93,566 | D | |
| Class A Common Stock | Mar 1, 2017 | P | 285 | $1.43 | A | 93,851 | D | |
| Class A Common Stock | Mar 3, 2017 | P | 1,000 | $1.40 | A | 94,851 | D |
Table II — derivative securities
No Table II lines on this filing.