SEC Form 4 · accession 0001493152-16-014554
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Berman
Director
Period of report
Nov 3, 2016
Accepted (ET)
Nov 7, 2016 · 10:14 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 3, 2016 | P | 381 | $1.68 | A | 60,575 | D | |
| Class A Common Stock | Nov 3, 2016 | P | 452 | $1.58 | A | 61,027 | D | |
| Class A Common Stock | Nov 4, 2016 | P | 800 | $1.50 | A | 61,827 | D |
Table II — derivative securities
No Table II lines on this filing.