SEC Form 4 · accession 0001493152-17-000908
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Berman
Director
Period of report
Jan 25, 2017
Accepted (ET)
Jan 30, 2017 · 1:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 25, 2017 | P | 500 | $1.80 | A | 79,922 | D | |
| Class A Common Stock | Jan 27, 2017 | P | 1,000 | $1.75 | A | 80,922 | D |
Table II — derivative securities
No Table II lines on this filing.