SEC Form 4 · accession 0001493152-17-001941
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Berman
Director
Period of report
Feb 23, 2017
Accepted (ET)
Feb 27, 2017 · 11:54 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Feb 23, 2017 | P | 412 | $1.55 | A | 89,869 | D | |
| Class A Common Stock | Feb 24, 2017 | J | 1,282 | $1.56 | A | 91,151 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Shares acquired on 2/24/2017 were awarded as compensation for service as a director of PEN Inc.