SEC Form 4 · accession 0001493152-18-014612
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas Q. Holmes
Director
Period of report
Oct 16, 2018
Accepted (ET)
Oct 18, 2018 · 9:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 16, 2018 | J | 4,000 | $0.50 | A | 18,654 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Shares were awarded as compensation for service as a director of PEN Inc.