SEC Form 4 · accession 0001493152-17-014441
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Berman
Director
Period of report
Dec 4, 2017
Accepted (ET)
Dec 11, 2017 · 10:28 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 4, 2017 | P | 300 | $1.45 | A | 254,930 | D | |
| Class A Common Stock | Dec 5, 2017 | P | 100 | $1.30 | A | 255,030 | D | |
| Class A Common Stock | Dec 5, 2017 | P | 100 | $1.25 | A | 255,130 | D |
Table II — derivative securities
No Table II lines on this filing.