SEC Form 4/A · accession 0001493152-16-015993
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Ronald J Berman
Director
Period of report
Dec 9, 2016
Accepted (ET)
Dec 19, 2016 · 10:07 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 9, 2016 | P | 460 | $1.72 | A | 70,890 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Amendment corrects Table I, column 5, the total number of Class A shares owned after purchase on 12/09/16.