SEC Form 4 · accession 0001493152-16-015805
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Berman
Director
Period of report
Dec 8, 2016
Accepted (ET)
Dec 12, 2016 · 10:41 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 8, 2016 | P | 500 | $1.73 | A | 69,430 | D | |
| Class A Common Stock | Dec 8, 2016 | P | 500 | $1.67 | A | 69,930 | D | |
| Class A Common Stock | Dec 9, 2016 | P | 500 | $1.55 | A | 70,430 | D | |
| Class A Common Stock | Dec 9, 2016 | P | 460 | $1.72 | A | 65,267 | D |
Table II — derivative securities
No Table II lines on this filing.