SEC Form 4 · accession 0001493152-17-002351
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Berman
Director
Period of report
Mar 9, 2017
Accepted (ET)
Mar 13, 2017 · 9:56 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 9, 2017 | P | 2,000 | $1.49 | A | 96,851 | D | |
| Class A Common Stock | Mar 10, 2017 | P | 427 | $1.50 | A | 97,278 | D |
Table II — derivative securities
No Table II lines on this filing.