SEC Form 4 · accession 0001493152-16-016205
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Berman
Director
Period of report
Dec 22, 2016
Accepted (ET)
Dec 27, 2016 · 11:30 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 22, 2016 | P | 866 | $1.60 | A | 72,256 | D | |
| Class A Common Stock | Dec 23, 2016 | P | 1,000 | $1.70 | A | 73,256 | D |
Table II — derivative securities
No Table II lines on this filing.