SEC Form 4 · accession 0001493152-17-000025
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Berman
Director
Period of report
Dec 28, 2016
Accepted (ET)
Jan 3, 2017 · 12:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 28, 2016 | P | 60 | $1.70 | A | 73,322 | D | |
| Class A Common Stock | Dec 30, 2016 | P | 3,000 | $1.50 | A | 76,322 | D |
Table II — derivative securities
No Table II lines on this filing.