SEC Form 4 · accession 0001493152-17-000712
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Berman
Director
Period of report
Jan 13, 2017
Accepted (ET)
Jan 23, 2017 · 11:01 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 13, 2017 | P | 600 | $1.60 | A | 78,422 | D | |
| Class A Common Stock | Jan 19, 2017 | P | 1,000 | $1.70 | A | 79,422 | D |
Table II — derivative securities
No Table II lines on this filing.