SEC Form 4 · accession 0001493152-16-014033
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Berman
Director
Period of report
Oct 11, 2016
Accepted (ET)
Oct 14, 2016 · 9:56 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 11, 2016 | P | 1,000 | $1.85 | A | 54,530 | D | |
| Class A Common Stock | Oct 12, 2016 | P | 500 | $1.287 | A | 55,030 | D | |
| Class A Common Stock | Oct 12, 2016 | P | 1,000 | $1.80 | A | 56,030 | D |
Table II — derivative securities
No Table II lines on this filing.