SEC Form 4 · accession 0001493152-17-011897
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Berman
Director
Period of report
Oct 18, 2017
Accepted (ET)
Oct 23, 2017 · 11:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Oct 18, 2017 | P | 300 | $1.30 | A | 250,642 | D | |
| Class A Common Stock | Oct 19, 2017 | P | 150 | $1.13 | A | 250,792 | D | |
| Class A Common Stock | Oct 19, 2017 | P | 100 | $1.25 | A | 250,892 | D | |
| Class A Common Stock | Oct 20, 2017 | P | 400 | $1.30 | A | 251,292 | D |
Table II — derivative securities
No Table II lines on this filing.