SEC Form 4 · accession 0001493152-17-009931
PEN INC. · PENC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald J Berman
Director
Period of report
Aug 24, 2017
Accepted (ET)
Aug 28, 2017 · 12:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000891417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 24, 2017 | P | 345 | $1.25 | A | 246,119 | D | |
| Class A Common Stock | Aug 24, 2017 | P | 169 | $1.35 | A | 246,288 | D | |
| Class A Common Stock | Aug 24, 2017 | P | 86 | $1.30 | A | 246,374 | D | |
| Class A Common Stock | Aug 25, 2017 | P | 200 | $1.15 | A | 246,574 | D |
Table II — derivative securities
No Table II lines on this filing.