Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Jan 8, 2019

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

320 filings · trading day Jan 8, 2019Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jan 8, 2019 DForm 4 →	Jan 8, 11:09 am EST	CHARTER COMMUNICATIONS, INC. /MO/CHTR	ADVANCE/NEWHOUSE PARTNERSHIP +4Director, 10% Owner	172,667	$299.40	$51,696,500	20,030,514	—
Jan 8, 2019 DForm 4 →	Jan 8, 11:09 am EST	CHARTER COMMUNICATIONS, INC. /MO/CHTR	Michael A NewhouseDirector	172,667	$299.40	$51,696,500	20,030,514	—
Jan 3, 2019 MForm 4 →	Jan 7, 4:21 pm EST	CONSTELLATION BRANDS, INC.STZ	Richard SandsChairman of the Board, Director, 10% Owner	1,140,854	$11.85	$6,759,560	0	—
Jan 3, 2019 MForm 4 →	Jan 7, 4:21 pm EST	CONSTELLATION BRANDS, INC.STZ	Robert SandsCEO, Director, 10% Owner	1,094,260	$11.85	$6,483,491	0	—
Jan 1, 2019 AForm 4 →	Jan 7, 7:08 pm EST	Papa Murphy's Holdings, Inc.FRSH	Weldon W. SpanglerPresident and CEO, Director	246,409	$4.75	$876,912	61,796	—	late
Jan 1, 2019 AForm 4 →	Jan 7, 7:07 pm EST	Papa Murphy's Holdings, Inc.FRSH	Nik RuppChief Financial Officer	86,124	$4.75	$306,494	21,599	—	late
Jan 2, 2019 AForm 4 →	Jan 8, 11:16 am EST	Capitol Federal Financial, Inc.CFFN	John B DicusChairman and President, Director	11,746	$12.77	$149,996	23,492	—	late amended
Jan 2, 2019 AForm 4/A →	Jan 8, 3:15 pm EST	Capitol Federal Financial, Inc.CFFN	John B DicusChairman and President, Director	11,746	$12.77	$149,996	11,746	—
Dec 4, 2018 AForm 4 →	Jan 7, 2019, 4:05 pm EST	nFusz, Inc.FUSZ	Rory J. CutaiaCEO, Director, 10% Owner	353,424	$0.34	$120,164	353,424	—	late
Dec 31, 2018 JForm 4 →	Jan 7, 2019, 5:31 pm EST	BARINGS CORPORATE INVESTORSMCI	Clifford M NoreenChairman of Fund	4,061	$14.70	$59,690	203,027	—	late
Jan 2, 2019 AForm 4 →	Jan 8, 3:14 pm EST	Capitol Federal Financial, Inc.CFFN	Natalie G. HaagExecutive Vice President	4,296	$12.77	$54,860	4,296	—	late
Jan 2, 2019 AForm 4 →	Jan 8, 3:13 pm EST	Capitol Federal Financial, Inc.CFFN	Daniel L. LehmanExecutive Vice President	3,798	$12.77	$48,500	3,798	—	late
Jan 3, 2019 AForm 4 →	Jan 7, 4:25 pm EST	FLUOR CORPFLR	Peter J FluorDirector	1,491	$32.37	$48,256	231,281	—
Jan 2, 2019 AForm 4 →	Jan 7, 4:23 pm EST	DUNKIN' BRANDS GROUP, INC.DNKN	Ralph AlvarezDirector	596	$62.92	$37,500	13,216	—	late
Jan 4, 2019 SForm 4 →	Jan 7, 9:56 pm EST	SIMPLICITY ESPORTS & GAMING CoSMSH	K2 PRINCIPAL FUND, L.P. +510% Owner	14,534	$2.39	$34,720	193,416	—
Jan 7, 2019 XForm 4 →	Jan 7, 6:59 pm EST	LGL GROUP INCLGL	Michael J FerrantinoExecutive CEO, Director	6,750	$5.02	$33,885	20,250	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:41 pm EST	MACK CALI REALTY CORPCLI	Vincent TeseDirector	1,571	$19.21	$30,178	51,420	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:39 pm EST	MACK CALI REALTY CORPCLI	Nathan GantcherDirector	1,496	$19.21	$28,739	44,152	—
Jan 3, 2019 AForm 4 →	Jan 7, 5:06 pm EST	IRON MOUNTAIN INCIRM	Clark H BaileyDirector	787	$32.39	$25,479	42,485	—
Jan 4, 2019 AForm 4 →	Jan 8, 12:17 pm EST	LAKELAND FINANCIAL CORPLKFN	Brian J SmithDirector	597	$41.89	$25,011	13,073	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:39 pm EST	MACK CALI REALTY CORPCLI	David S MackDirector	1,203	$19.21	$23,101	34,609	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:41 pm EST	MACK CALI REALTY CORPCLI	Irvin D ReidDirector	1,193	$19.21	$22,925	33,721	—
Jan 3, 2019 AForm 4 →	Jan 7, 5:07 pm EST	IRON MOUNTAIN INCIRM	Alfred J VerrecchiaDirector	704	$32.39	$22,810	38,036	—
Jan 2, 2019 AForm 4 →	Jan 7, 4:24 pm EST	DUNKIN' BRANDS GROUP, INC.DNKN	Irene Chang BrittDirector	358	$62.92	$22,525	7,808	—	late
Jan 4, 2019 AForm 4 →	Jan 8, 12:07 pm EST	LAKELAND FINANCIAL CORPLKFN	Daniel F EvansDirector	537	$41.89	$22,497	14,300	—
Jan 4, 2019 AForm 4 →	Jan 8, 12:11 pm EST	LAKELAND FINANCIAL CORPLKFN	Thomas HiattDirector	537	$41.89	$22,497	23,139	—
Jan 4, 2019 AForm 4 →	Jan 8, 12:45 pm EST	LAKELAND FINANCIAL CORPLKFN	M Scott WelchDirector	537	$41.89	$22,497	45,991	—
Jan 3, 2019 AForm 4 →	Jan 7, 5:06 pm EST	IRON MOUNTAIN INCIRM	Ted R AntenucciDirector	685	$32.39	$22,172	36,973	—
Jan 2, 2019 AForm 4 →	Jan 7, 4:25 pm EST	DUNKIN' BRANDS GROUP, INC.DNKN	Carl SparksDirector	318	$62.92	$20,009	8,034	—	late
Jan 2, 2019 AForm 4 →	Jan 7, 4:24 pm EST	DUNKIN' BRANDS GROUP, INC.DNKN	Anthony DinoviDirector	308	$62.92	$19,379	8,662	—	late
Jan 2, 2019 AForm 4 →	Jan 7, 4:25 pm EST	DUNKIN' BRANDS GROUP, INC.DNKN	Mark E NunnellyDirector	308	$62.92	$19,379	2,549	—	late
Jan 2, 2019 AForm 4 →	Jan 8, 3:14 pm EST	Capitol Federal Financial, Inc.CFFN	Tara Van HouwelingPrincipal Accounting Officer	1,471	$12.77	$18,785	1,471	—	late
Jan 4, 2019 AForm 4 →	Jan 8, 11:55 am EST	LAKELAND FINANCIAL CORPLKFN	Blake AugsburgerDirector	418	$41.89	$17,512	10,774	—
Jan 4, 2019 AForm 4 →	Jan 8, 12:30 pm EST	LAKELAND FINANCIAL CORPLKFN	Bradley J ToothakerDirector	418	$41.89	$17,512	10,691	—
Jan 4, 2019 AForm 4 →	Jan 8, 12:40 pm EST	LAKELAND FINANCIAL CORPLKFN	Ronald TruexDirector	418	$41.89	$17,512	13,764	—
Jan 4, 2019 MForm 4 →	Jan 7, 4:37 pm EST	FIRST OF LONG ISLAND CORPFLIC	Stephen V MurphyDirector	1,596	$9.96	$15,904	0	—
Jan 3, 2019 AForm 4 →	Jan 7, 5:07 pm EST	IRON MOUNTAIN INCIRM	Kris HalvorsenDirector	465	$32.39	$15,073	25,135	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:40 pm EST	MACK CALI REALTY CORPCLI	Alan G PhilibosianDirector	675	$19.21	$12,967	24,460	—
Jan 2, 2019 AForm 4 →	Jan 8, 3:15 pm EST	Capitol Federal Financial, Inc.CFFN	Carlton A. RickettsExecutive Vice President	853	$12.77	$10,893	853	—	late
Jan 4, 2019 AForm 4 →	Jan 7, 4:41 pm EST	KELLOGG COK	Steven A CahillaneChairman, Pres. & CEO/Trustee, Director, 10% Owner	155	$57.30	$8,906	3,671	—
Jan 4, 2019 AForm 4 →	Jan 8, 12:03 pm EST	LAKELAND FINANCIAL CORPLKFN	Darrianne P ChristianDirector	139	$41.89	$5,823	139	—
Jan 4, 2019 AForm 4 →	Jan 8, 1:42 pm EST	KAR Auction Services, Inc.KAR	Mark E HillDirector	108	$46.91	$5,085	1,160	—
Jan 4, 2019 AForm 4 →	Jan 8, 1:46 pm EST	KAR Auction Services, Inc.KAR	Michael T. KestnerDirector	102	$46.91	$4,790	1,057	—
Jan 4, 2019 AForm 4 →	Jan 8, 3:45 pm EST	KAR Auction Services, Inc.KAR	J Mark HowellDirector	92	$46.91	$4,316	844	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:37 pm EST	MACK CALI REALTY CORPCLI	William L MackDirector	207	$19.21	$3,970	20,056	—
Jan 4, 2019 AForm 4 →	Jan 8, 3:44 pm EST	KAR Auction Services, Inc.KAR	Todd F BourellDirector	81	$46.91	$3,822	692	—
Jan 4, 2019 AForm 4 →	Jan 8, 1:40 pm EST	KAR Auction Services, Inc.KAR	John P. LarsonDirector	81	$46.91	$3,786	748	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:19 pm EST	FLUOR CORPFLR	Peter K BarkerDirector	115	$32.37	$3,709	17,008	—
Jan 4, 2019 AForm 4 →	Jan 8, 3:47 pm EST	KAR Auction Services, Inc.KAR	Stephen E. SmithDirector	63	$46.91	$2,948	1,020	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:24 pm EST	FLUOR CORPFLR	Rosemary T BerkeryDirector	71	$32.37	$2,308	11,063	—
Jan 4, 2019 AForm 4 →	Jan 8, 1:50 pm EST	KAR Auction Services, Inc.KAR	Lynn JolliffeDirector	48	$46.91	$2,275	759	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:26 pm EST	FLUOR CORPFLR	Armando J OliveraDirector	64	$32.37	$2,070	9,922	—
Jan 3, 2019 JForm 4 →	Jan 7, 4:24 pm EST	BARINGS CORPORATE INVESTORSMCI	Robert Mark ShettleOther	110	$14.94	$1,644	7,689	—	amended
Jan 3, 2019 JForm 4/A →	Jan 7, 4:31 pm EST	BARINGS CORPORATE INVESTORSMCI	Robert Mark ShettleOther	110	$14.94	$1,644	7,689	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:21 pm EST	FLUOR CORPFLR	Alan M BennettDirector	47	$32.37	$1,512	7,249	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:28 pm EST	FLUOR CORPFLR	Nader Hamad SultanDirector	27	$32.37	$884	4,254	—
Jan 3, 2019 JForm 4 →	Jan 7, 4:58 pm EST	BARINGS CORPORATE INVESTORSMCI	Stephen JarvisOther	12	$14.94	$173	12	—
Jan 3, 2019 MForm 4 →	Jan 7, 4:02 pm EST	VARIAN MEDICAL SYSTEMS INCVAR	Magnus MomsenSVP, CAO, Corporate Controller	2,800	—	—	0	—
Jan 4, 2019 MForm 4 →	Jan 7, 4:02 pm EST	VERTEX PHARMACEUTICALS INC / MAVRTX	Michael PariniEVP, CL&AO	4,250	—	—	17,000	—
Jan 4, 2019 AForm 4 →	Jan 7, 4:05 pm EST	INFINITY PHARMACEUTICALS, INC.INFI	Adelene Q PerkinsChief Executive Officer, Director	243,000	—	—	243,000	—
Jan 4, 2019 AForm 4 →	Jan 7, 4:05 pm EST	INFINITY PHARMACEUTICALS, INC.INFI	Samuel AgrestaChief Medical Officer	62,596	—	—	62,596	—
Jan 4, 2019 AForm 4 →	Jan 7, 4:05 pm EST	INFINITY PHARMACEUTICALS, INC.INFI	Jeffery KutokChief Scientific Officer	155,000	—	—	155,000	—
Jan 4, 2019 AForm 4 →	Jan 7, 4:06 pm EST	INFINITY PHARMACEUTICALS, INC.INFI	Lawrence E BlochPresident	335,000	—	—	335,000	—
Jan 4, 2019 AForm 4 →	Jan 7, 4:07 pm EST	INFINITY PHARMACEUTICALS, INC.INFI	Seth A TaskerGeneral Counsel	140,000	—	—	140,000	—
Oct 31, 2018 AMForm 4 →	Jan 7, 2019, 4:07 pm EST	Quotient LtdQTNT	Heino von ProndzynskiDirector	14,527	—	—	6,240	—	late
Jan 3, 2019 AForm 4 →	Jan 7, 4:07 pm EST	INSMED IncINSM	Roger AdsettChief Commercial Officer	231,310	—	—	231,310	—
Oct 18, 2017 MForm 4 →	Jan 7, 2019, 4:07 pm EST	PRUDENTIAL BANCORP, INC.PBIP	Francis V MulcahyDirector	1,000	—	—	25,690	—	late
Jan 3, 2019 AForm 4 →	Jan 7, 4:08 pm EST	INSMED IncINSM	Paolo TombesiChief Financial Officer	120,280	—	—	120,280	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:09 pm EST	INSMED IncINSM	Christine A PellizzariChief Legal Officer	157,290	—	—	157,290	—
Jan 3, 2019 MForm 4 →	Jan 7, 4:09 pm EST	PRUDENTIAL BANCORP, INC.PBIP	Francis V MulcahyDirector	25,690	—	—	0	—
Jan 3, 2019 MForm 4 →	Jan 7, 4:09 pm EST	Bandwidth Inc.BAND	David A. MorkenChairman & CEO, Director, 10% Owner	100,841	—	—	236,659	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:10 pm EST	INSMED IncINSM	Orlov S Nicole SchaefferChief People Strategy Officer	157,290	—	—	157,290	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:10 pm EST	INSMED IncINSM	John SorianoChief Compliance Officer	138,790	—	—	138,790	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:11 pm EST	INSMED IncINSM	William LewisPresident & CEO, Director	555,140	—	—	555,140	—
Jan 4, 2019 AForm 4 →	Jan 7, 4:12 pm EST	Dine Brands Global, Inc.DIN	Daniel J BrestleDirector	45	—	—	1,580	—
Jan 4, 2019 AForm 4 →	Jan 7, 4:12 pm EST	Dine Brands Global, Inc.DIN	John C CywinskiPresident, Applebee's	254	—	—	28,829	—
Jan 4, 2019 AForm 4 →	Jan 7, 4:13 pm EST	Dine Brands Global, Inc.DIN	Richard J DahlDirector	45	—	—	1,580	—
Jan 4, 2019 AForm 4 →	Jan 7, 4:13 pm EST	Dine Brands Global, Inc.DIN	Stephen P JoyceChief Executive Officer, Director	2,400	—	—	1,355	—
Jan 4, 2019 AForm 4 →	Jan 7, 4:14 pm EST	Dine Brands Global, Inc.DIN	Larry Alan KayDirector	45	—	—	1,580	—
Jan 4, 2019 AForm 4 →	Jan 7, 4:14 pm EST	Dine Brands Global, Inc.DIN	Caroline W NahasDirector	45	—	—	1,580	—
Jan 4, 2019 AForm 4 →	Jan 7, 4:15 pm EST	Dine Brands Global, Inc.DIN	Douglas M PasqualeDirector	45	—	—	1,580	—
Jan 3, 2019 MForm 4 →	Jan 7, 4:15 pm EST	ZIMMER BIOMET HOLDINGS, INC.ZBH	Aure BruneauGroup President	185	—	—	370	—
Jan 3, 2019 MForm 4 →	Jan 7, 4:15 pm EST	Burlington Stores, Inc.BURL	Marc KatzChief Financial Officer	3,666	—	—	25,666	—
Dec 31, 2018 MForm 4/A →	Jan 7, 2019, 4:15 pm EST	Spok Holdings, IncSPOK	Sharon Woods-KeislingCorporate Secretary, Treasurer	2,391	—	—	17,719	—
Jan 4, 2019 AForm 4 →	Jan 7, 4:16 pm EST	Dine Brands Global, Inc.DIN	Gilbert T RayDirector	45	—	—	1,580	—
Jan 4, 2019 AForm 4 →	Jan 7, 4:16 pm EST	Dine Brands Global, Inc.DIN	Darren M RebelezPRESIDENT, IHOP	243	—	—	27,598	—
Jan 3, 2019 MForm 4 →	Jan 7, 4:17 pm EST	INTER PARFUMS INCIPAR	Philippe SantiCFO Interparfums SA, Director	5,600	—	—	0	—
Jan 4, 2019 AForm 4 →	Jan 7, 4:17 pm EST	Dine Brands Global, Inc.DIN	Lilian TomovichDirector	27	—	—	1,580	—
Dec 31, 2018 MForm 4/A →	Jan 7, 2019, 4:17 pm EST	Spok Holdings, IncSPOK	Calvin RiceController	700	—	—	4,605	—
Jan 2, 2019 AForm 4/A →	Jan 7, 4:19 pm EST	Spok Holdings, IncSPOK	Calvin RiceController	4,619	—	—	9,224	—
Jan 3, 2019 MForm 4 →	Jan 7, 4:19 pm EST	HP INCHPQ	Steven J. FielerChief Financial Officer	177,406	—	—	168,351	—
Jan 3, 2019 AMForm 4 →	Jan 7, 4:20 pm EST	NATIONAL RESEARCH CORPNRCI	Michael D. HaysCEO, Director	25,099	—	—	4,990	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:20 pm EST	REGENXBIO Inc.RGNX	Kenneth T. MillsPresident and CEO, Director	190,000	—	—	190,000	—
Jan 7, 2019 MForm 4 →	Jan 7, 4:22 pm EST	PURE CYCLE CORPPCYO	Harrison H AugurDirector	2,500	—	—	0	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:23 pm EST	REGENXBIO Inc.RGNX	Vittal VasistaChief Financial Officer	57,000	—	—	57,000	—
Dec 10, 2018 AForm 4 →	Jan 7, 2019, 4:24 pm EST	Fat Brands, IncFAT	Andrew WiederhornChief Executive Officer, Director	15,000	—	—	30,000	—	late
Jan 3, 2019 AForm 4 →	Jan 7, 4:24 pm EST	REGENXBIO Inc.RGNX	Olivier DanosChief Scientific Officer	48,000	—	—	48,000	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:24 pm EST	NATIONAL RESEARCH CORPNRCIA/B	Steven D. JacksonPresident	11,749	—	—	11,749	—
Dec 10, 2018 AForm 4 →	Jan 7, 2019, 4:24 pm EST	Fat Brands, IncFAT	Donald BerchtoldEVP and Chief Concept Officer	15,000	—	—	30,000	—	late
Jan 3, 2019 AForm 4 →	Jan 7, 4:25 pm EST	Cable One, Inc.CABO	Eric Michael LardySVP	1,500	—	—	1,500	—
Jan 4, 2019 AForm 4 →	Jan 7, 4:25 pm EST	Aptinyx Inc.APTX	Joseph R. MoskalChief Scientific Officer	50,000	—	—	50,000	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:25 pm EST	REGENXBIO Inc.RGNX	Curran SimpsonSVP, Product Development & CTO	46,000	—	—	46,000	—
Jan 4, 2019 AForm 4 →	Jan 7, 4:25 pm EST	Aptinyx Inc.APTX	Torsten M. MadsenChief Medical Officer	50,000	—	—	50,000	—
Jan 4, 2019 AForm 4 →	Jan 7, 4:26 pm EST	Aptinyx Inc.APTX	David HouckChief Development Officer	50,000	—	—	50,000	—
Jan 4, 2019 AForm 4 →	Jan 7, 4:26 pm EST	Aptinyx Inc.APTX	Norbert G RiedelCEO and President, Director	275,000	—	—	275,000	—
Dec 10, 2018 AForm 4 →	Jan 7, 2019, 4:26 pm EST	Fat Brands, IncFAT	Rebecca D HershingerChief Financial Officer	15,000	—	—	40,000	—	late
Jan 4, 2019 AForm 4 →	Jan 7, 4:26 pm EST	Aptinyx Inc.APTX	Ashish KhannaCFO and CBO	90,000	—	—	90,000	—
Jan 4, 2019 AForm 4 →	Jan 7, 4:27 pm EST	Aptinyx Inc.APTX	Andrew KiddChief Commercial Officer	90,000	—	—	90,000	—
Jan 3, 2019 MForm 4 →	Jan 7, 4:27 pm EST	INTER PARFUMS INCIPAR	Pelayo Frederic GarciaDirExprt InterparfumsSA	2,277	—	—	723	—	amended
Jan 3, 2019 AForm 4 →	Jan 7, 4:27 pm EST	Cable One, Inc.CABO	Julia M. LaulisCOB, President and CEO, Director	2,000	—	—	2,000	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:27 pm EST	REGENXBIO Inc.RGNX	Patrick J. ChristmasSVP, General Counsel	45,000	—	—	45,000	—
Jan 5, 2019 MForm 4 →	Jan 7, 4:29 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	William Jasper WilsonVP, Controller	843	—	—	1,632	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:29 pm EST	Cable One, Inc.CABO	Michael E. BowkerChief Operating Officer	1,500	—	—	1,500	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:29 pm EST	NATIONAL RESEARCH CORPNRC	Kevin R KarasSVP Finance, CFO, Treas & Secy	11,162	—	—	11,162	—
Jan 5, 2019 MForm 4 →	Jan 7, 4:29 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	Neil H ThomsonChief Financial Officer	6,172	—	—	11,980	—
Jan 5, 2019 MForm 4 →	Jan 7, 4:29 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	Juan SalasChief Technology Officer	2,807	—	—	5,444	—
Jan 5, 2019 MForm 4 →	Jan 7, 4:30 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	Norman J AbdallahPresident/CEO, Director	19,550	—	—	37,950	—	amended
Jan 5, 2019 MForm 4 →	Jan 7, 4:30 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	Sharron Mia MeachemChief Marketing Officer	1,547	—	—	2,998	—
Jan 5, 2019 MForm 4 →	Jan 7, 4:30 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	Brandon Charles Coleman IIIPresident, Grille	2,807	—	—	5,444	—
Jan 5, 2019 MForm 4 →	Jan 7, 4:31 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	Adam Scott HalbergPresident, Barcelona Wine Bar	1,629	—	—	3,160	—
Jan 5, 2019 MForm 4 →	Jan 7, 4:31 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	Scott Charles SmithPresident, Double Eagle	2,807	—	—	5,444	—
Jan 5, 2019 MForm 4 →	Jan 7, 4:31 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	Sabato Dominic Sagaria IIIPresident, bartaco	1,629	—	—	3,160	—
Jan 5, 2019 MForm 4 →	Jan 7, 4:32 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	Thomas G DritsasSVP, Culinary & Exec. Chef	843	—	—	1,632	—
Jan 5, 2019 MForm 4 →	Jan 7, 4:32 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	April L ScopaEVP, Chief People Officer	2,807	—	—	5,444	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:32 pm EST	Cable One, Inc.CABO	Charles B. McDonaldSVP, Operations	1,500	—	—	1,500	—
Jan 5, 2019 MForm 4 →	Jan 7, 4:32 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	William S MartensEVP, Chief Development Officer	2,807	—	—	5,444	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:34 pm EST	Cable One, Inc.CABO	Kenneth E JohnsonSVP, Technology Services	1,500	—	—	1,500	—
Oct 10, 2018 AForm 4 →	Jan 7, 2019, 4:37 pm EST	Orchid Island Capital, Inc.ORC	Ava L ParkerDirector	1,852	—	—	4,930	—	late
Oct 10, 2018 AForm 4 →	Jan 7, 2019, 4:39 pm EST	Orchid Island Capital, Inc.ORC	Paula MorabitoDirector	1,852	—	—	4,930	—	late
Jan 3, 2019 AForm 4 →	Jan 7, 4:39 pm EST	Cable One, Inc.CABO	Peter N. WittySee Remarks	1,500	—	—	1,500	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:41 pm EST	Cable One, Inc.CABO	Steven Scott CochranSVP, Chief Financial Officer	1,500	—	—	1,500	—
Jan 4, 2019 AForm 4 →	Jan 7, 4:41 pm EST	ADT Inc.ADT	Daniel BresinghamEVP, Chief Admin. Officer	115	—	—	21,801	—
Jan 2, 2019 AForm 4 →	Jan 7, 4:41 pm EST	Orchid Island Capital, Inc.ORC	W Coleman BittingDirector	1,760	—	—	4,807	—	late
Jan 3, 2019 AForm 4 →	Jan 7, 4:43 pm EST	Verastem, Inc.VSTM	Robert ForresterPresident and CEO, Director	480,000	—	—	240,000	—
Jan 4, 2019 AForm 4 →	Jan 7, 4:44 pm EST	ADT Inc.ADT	Matthew E WinterDirector	74	—	—	14,212	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:45 pm EST	Orchid Island Capital, Inc.ORC	Frank P FilippsDirector	1,760	—	—	4,807	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:45 pm EST	Verastem, Inc.VSTM	Robert E. GagnonChief Financial Officer	100,000	—	—	50,000	—
Jan 7, 2019 MForm 4 →	Jan 7, 4:47 pm EST	ConnectOne Bancorp, Inc.CNOB	Elizabeth MagennisEVP & Chief Lending Officer	2,504	—	—	0	—
Jan 4, 2019 AForm 4 →	Jan 7, 4:48 pm EST	ADT Inc.ADT	James David DeVriesPresident and CEO, Director	418	—	—	79,938	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:48 pm EST	Verastem, Inc.VSTM	Joseph M LobackiExecutive VP & CCO	125,000	—	—	62,500	—
Jan 7, 2019 MForm 4 →	Jan 7, 4:50 pm EST	Dave & Buster's Entertainment, Inc.PLAY	Margo Lynn ManningChief Operating Officer	5,000	—	—	28,683	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:52 pm EST	Verastem, Inc.VSTM	Dan PatersonChief Operating Officer	150,000	—	—	75,000	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:55 pm EST	Verastem, Inc.VSTM	Steven H. BloomChief Strategy Officer	80,000	—	—	40,000	—
Jan 4, 2019 AForm 4 →	Jan 7, 4:57 pm EST	ADT Inc.ADT	Donald M. YoungEVP & Chief Info Officer	115	—	—	21,801	—
Jan 3, 2019 AForm 4 →	Jan 7, 4:59 pm EST	Skyline Champion CorpSKY	Keith A AndersonChief Executive Officer, Director	43,750	—	—	43,750	—
Jan 4, 2019 AForm 4 →	Jan 7, 5:05 pm EST	ADT Inc.ADT	Jochen KoedijkSVP & Chief Marketing Officer	1,437	—	—	275,315	—
Jan 3, 2019 MForm 4 →	Jan 7, 5:07 pm EST	Apptio IncAPTI	Kurt ShintafferChief Financial Officer	35,492	—	—	9,203	—
Jan 4, 2019 AForm 4 →	Jan 7, 5:07 pm EST	ADT Inc.ADT	Tracey R. GriffinDirector	76	—	—	14,738	—
Jan 4, 2018 MForm 4 →	Jan 7, 2019, 5:08 pm EST	Apptio IncAPTI	Christopher PickChief Marketing Officer	41,179	—	—	7,931	—	late
Jan 4, 2019 AForm 4 →	Jan 7, 5:09 pm EST	ADT Inc.ADT	Andrew AfrickDirector	74	—	—	14,212	—
Jan 3, 2019 MForm 4 →	Jan 7, 5:10 pm EST	2U, Inc.TWOU	James KenigsbergChief Technology Officer	92,700	—	—	0	—
Jan 4, 2019 MForm 4 →	Jan 7, 5:10 pm EST	EVERBRIDGE, INC.EVBG	Kenneth S GoldmanSVP, CFO and Treasurer	10,326	—	—	10,326	—
Jan 4, 2019 AForm 4 →	Jan 7, 5:11 pm EST	ADT Inc.ADT	Zachary SusilVP, Controller	48	—	—	9,083	—
Jan 3, 2019 MForm 4 →	Jan 7, 5:11 pm EST	EVERBRIDGE, INC.EVBG	Elliot J. MarkSVP & General Counsel	3,000	—	—	18,522	—
Jan 4, 2019 AForm 4 →	Jan 7, 5:12 pm EST	ADT Inc.ADT	Amelia PulliamSVP, Chief Human Resources Off	66	—	—	12,717	—
Jan 4, 2019 AForm 4 →	Jan 7, 5:14 pm EST	ADT Inc.ADT	Kenneth PorporaSVP, Chief Growth Officer	115	—	—	21,801	—
Jan 4, 2019 AForm 4 →	Jan 7, 5:15 pm EST	SOUTHERN MISSOURI BANCORP, INC.SMBC	Matthew T FunkeEVP, Chief Financial Officer	2,000	—	—	2,000	—
Jan 3, 2019 AForm 4 →	Jan 7, 5:16 pm EST	Skyline Champion CorpSKY	Timothy A. BurkhardtVice President and Controller	5,833	—	—	5,833	—
Jan 4, 2019 AForm 4 →	Jan 7, 5:17 pm EST	ADT Inc.ADT	Jeffrey LikosarEVP & Chief Financial Officer	190	—	—	36,335	—
Jan 4, 2019 AForm 4 →	Jan 7, 5:18 pm EST	ADT Inc.ADT	Jamie Elizabeth HaenggiSVP, Chief Customer Officer	115	—	—	21,801	—
Jan 3, 2019 AForm 4 →	Jan 7, 5:19 pm EST	Skyline Champion CorpSKY	Laurie M. HoughEVP, CFO & Treasurer	13,125	—	—	13,125	—
Jan 4, 2019 AForm 4 →	Jan 7, 5:20 pm EST	SOUTHERN MISSOURI BANCORP, INC.SMBC	Justin CoxEVP, Regional President	2,000	—	—	2,000	—
Jan 4, 2019 AForm 4 →	Jan 7, 5:20 pm EST	ADT Inc.ADT	Pelham Gray FinneySVP, Chief Legal Off. & Sec.	85	—	—	16,350	—
Jan 4, 2019 AForm 4 →	Jan 7, 5:22 pm EST	ADT Inc.ADT	Jay DarflerSVP, Emerging Growth Markets	85	—	—	16,350	—
Jan 3, 2019 AForm 4 →	Jan 7, 5:23 pm EST	Skyline Champion CorpSKY	Roger K ScholtenSVP, General Counsel & Sec'y	13,125	—	—	13,125	—
Jan 4, 2019 AForm 4 →	Jan 7, 5:24 pm EST	SOUTHERN MISSOURI BANCORP, INC.SMBC	Lora Lee DavesEVP, Chief Risk Officer	2,000	—	—	2,000	—
Jan 4, 2019 AForm 4 →	Jan 7, 5:25 pm EST	Dine Brands Global, Inc.DIN	Howard M BerkDirector	45	—	—	1,580	—
Jan 3, 2019 AForm 4 →	Jan 7, 5:25 pm EST	Skyline Champion CorpSKY	Mark J. YostExecutive Vice President	16,625	—	—	16,625	—
Jan 4, 2019 AForm 4 →	Jan 7, 5:26 pm EST	Dine Brands Global, Inc.DIN	MSD CAPITAL L P +2Director	45	—	—	1,580	—
Jan 7, 2019 MForm 4 →	Jan 7, 5:29 pm EST	EVERBRIDGE, INC.EVBG	Jaime Wallace EllertsonCEO & Chairman, Director	200,000	—	—	121,253	—
Jan 3, 2019 MForm 4 →	Jan 7, 5:33 pm EST	CROWN CASTLE INTERNATIONAL CORPCCI	Michael Joseph KavanaghSVP & Chief Commercial Officer	3,840	—	—	3,840	—
Jan 1, 2019 MForm 4 →	Jan 7, 5:41 pm EST	FLOWERS FOODS INCFLO	James T SpearDirector	5,180	—	—	0	—	late
Jan 3, 2019 AForm 4 →	Jan 7, 5:41 pm EST	PENN NATIONAL GAMING INCPENN	Timothy J WilmottChief Executive Officer, Director	356,805	—	—	356,805	—
Jan 3, 2019 AForm 4 →	Jan 7, 5:42 pm EST	PENN NATIONAL GAMING INCPENN	Jay A SnowdenPresident and COO	156,203	—	—	156,203	—
Jan 3, 2019 AForm 4 →	Jan 7, 5:43 pm EST	PENN NATIONAL GAMING INCPENN	William J FairEVP and CFO	86,218	—	—	86,218	—
Jan 7, 2019 CForm 4 →	Jan 7, 5:43 pm EST	Goosehead Insurance, Inc.GSHD	Mark & Robyn Jones Descendants Trust 201410% Owner	37,593	—	—	13,157,234	—
Jan 3, 2019 AForm 4 →	Jan 7, 5:43 pm EST	PENN NATIONAL GAMING INCPENN	Carl SottosantiEVP,Gen Counsel & Secretary	80,717	—	—	80,717	—
Jan 7, 2019 CForm 4 →	Jan 7, 5:44 pm EST	Goosehead Insurance, Inc.GSHD	Mark Evan JonesCEO, Director, 10% Owner	37,593	—	—	14,943,638	—
Jan 3, 2019 AMForm 4 →	Jan 7, 5:44 pm EST	PENN NATIONAL GAMING INCPENN	Peter M CarlinoDirector	28,979	—	—	13,297	—
Jan 7, 2019 CForm 4 →	Jan 7, 5:45 pm EST	Goosehead Insurance, Inc.GSHD	Robyn Mary Elizabeth JonesDirector, 10% Owner	37,593	—	—	14,943,638	—
Jan 3, 2019 MForm 4 →	Jan 7, 5:46 pm EST	PENN NATIONAL GAMING INCPENN	David A HandlerDirector	6,466	—	—	8,865	—	amended
Jan 3, 2019 MForm 4 →	Jan 7, 5:47 pm EST	PENN NATIONAL GAMING INCPENN	John M JacqueminDirector	6,466	—	—	8,865	—
Jan 3, 2019 AMForm 4 →	Jan 7, 5:48 pm EST	PENN NATIONAL GAMING INCPENN	Ronald J NaplesDirector	19,319	—	—	8,865	—
Jan 3, 2019 MForm 4 →	Jan 7, 5:51 pm EST	PENN NATIONAL GAMING INCPENN	Jane ScaccettiDirector	6,466	—	—	8,865	—	amended
Jan 3, 2019 MForm 4 →	Jan 7, 5:52 pm EST	PENN NATIONAL GAMING INCPENN	Kohn Barbara ShattuckDirector	6,466	—	—	8,865	—
Jan 4, 2019 AForm 4 →	Jan 7, 5:52 pm EST	INDEPENDENCE HOLDING COIHC	Larry GraberChief Life Annuity Actuary SVP, Director	27,500	—	—	27,500	—
Jan 3, 2019 AForm 4 →	Jan 7, 5:56 pm EST	Amneal Pharmaceuticals, Inc.AMRX	David A BuchenSVP, Chief Legal Officer	337,730	—	—	110,457	—
Jan 7, 2019 MForm 4 →	Jan 7, 5:57 pm EST	Edwards Lifesciences CorpEW	Larry L WoodCVP, THV Replacement	6,716	—	—	73,884	—
Dec 31, 2018 AForm 4 →	Jan 7, 2019, 5:57 pm EST	EBIX INCEBIX	Hans U BenzDirector	6,000	—	—	6,000	—	late
Jan 4, 2019 AForm 4 →	Jan 7, 5:57 pm EST	INDEPENDENCE HOLDING COIHC	David T KettigPresident and COO, Director	52,800	—	—	52,800	—
Jan 3, 2019 AForm 4 →	Jan 7, 5:58 pm EST	Aravive, Inc.ARAV	Shahzad MalikDirector	4,688	—	—	4,688	—
Dec 31, 2018 AForm 4 →	Jan 7, 2019, 5:59 pm EST	EBIX INCEBIX	Pavan BhallaDirector	6,000	—	—	6,000	—	late
Jan 4, 2019 AForm 4 →	Jan 7, 5:59 pm EST	INDEPENDENCE HOLDING COIHC	Roy T K ThungChairman and CEO, Director	176,000	—	—	176,000	—
Dec 31, 2018 AForm 4 →	Jan 7, 2019, 5:59 pm EST	EBIX INCEBIX	Neil D EckertDirector	6,000	—	—	6,000	—	late
Jan 4, 2019 MForm 4 →	Jan 7, 6:00 pm EST	MEDICAL TRANSCRIPTION BILLING, CORPMTBC	Norman RothController	3,334	—	—	23,333	—
Dec 31, 2018 AForm 4 →	Jan 7, 2019, 6:00 pm EST	EBIX INCEBIX	George HebardDirector	6,000	—	—	6,000	—	late
Dec 31, 2018 AForm 4 →	Jan 7, 2019, 6:01 pm EST	EBIX INCEBIX	Rolf HerterDirector	6,000	—	—	6,000	—	late
Jan 4, 2019 AForm 4 →	Jan 7, 6:01 pm EST	INDEPENDENCE HOLDING COIHC	Teresa A HerbertChief Financial Officer, SVP, Director	47,300	—	—	47,300	—
Dec 31, 2018 AForm 4 →	Jan 7, 2019, 6:02 pm EST	EBIX INCEBIX	Hans Ueli KellerDirector	6,000	—	—	6,000	—	late
Dec 31, 2018 AForm 4 →	Jan 7, 2019, 6:02 pm EST	EBIX INCEBIX	Joseph R Wright Jr.Director	6,000	—	—	6,000	—	late
Jan 7, 2019 MForm 4 →	Jan 7, 6:05 pm EST	Nuvectra CorpNVTR	Walter Z BergerCFO	8,012	—	—	22,220	—
Jan 1, 2019 AForm 4 →	Jan 7, 6:05 pm EST	FLOWERS FOODS INCFLO	Rhonda GassDirector	2,707	—	—	2,707	—	late
Jan 4, 2019 AForm 4 →	Jan 7, 6:07 pm EST	Aqua Metals, Inc.AQMS	Judd MerrillChief Financial Officer	56,698	—	—	56,698	—	amended
Dec 14, 2018 AForm 4 →	Jan 7, 2019, 6:09 pm EST	COUNTERPATH CORPCPAH	David KarpChief Financial Officer	40,000	—	—	123,190	—	late
Jan 7, 2019 MForm 4 →	Jan 7, 6:09 pm EST	Nuvectra CorpNVTR	Scott F DreesCEO, Director	16,024	—	—	24,691	—
Jan 4, 2019 AForm 4 →	Jan 7, 6:09 pm EST	Aqua Metals, Inc.AQMS	Stephen CottonPresident	232,461	—	—	232,461	—	amended
Jan 7, 2019 MForm 4 →	Jan 7, 6:12 pm EST	Nuvectra CorpNVTR	Joseph Paul HanchinPresident	4,273	—	—	23,978	—
Jan 4, 2019 MForm 4 →	Jan 7, 6:14 pm EST	Lifevantage CorpLFVN	Garry Paul MauroDirector	17,143	—	—	0	—
Jan 7, 2019 MForm 4 →	Jan 7, 6:16 pm EST	Nuvectra CorpNVTR	Jennifer KosharekPrincipal Accounting Officer	174	—	—	5,777	—
Dec 14, 2018 AForm 4 →	Jan 7, 2019, 6:17 pm EST	COUNTERPATH CORPCPAH	Todd CarothersEVP Sales & Marketing	40,000	—	—	43,824	—	late
Jan 3, 2019 AForm 4 →	Jan 7, 6:22 pm EST	APACHE CORPAPA	John J ChristmannCEO and President, Director	136,433	—	—	303,785	—
Jan 3, 2019 AForm 4 →	Jan 7, 6:24 pm EST	APACHE CORPAPA	Stephen J RineyExecutive Vice Pres & CFO	55,282	—	—	128,916	—
Jan 3, 2019 AForm 4 →	Jan 7, 6:25 pm EST	APACHE CORPAPA	P Anthony LannieExec. Vice Pres & Gen Counsel	35,798	—	—	86,938	—
Jul 17, 2018 XForm 5 →	Jan 7, 2019, 6:26 pm EST	Tortoise Midstream Energy Fund, Inc.NTG	Rand C BerneyDirector	1,062	—	—	0	—
Jan 3, 2019 AForm 4 →	Jan 7, 6:27 pm EST	APACHE CORPAPA	Timothy J SullivanExec. VP - Operations Support	28,168	—	—	63,896	—
Jan 3, 2019 AForm 4 →	Jan 7, 6:28 pm EST	APACHE CORPAPA	Grady L AblesSr. Region Vice President	25,497	—	—	59,249	—
Jan 3, 2019 AForm 4 →	Jan 7, 6:29 pm EST	C H ROBINSON WORLDWIDE INCCHRW	Mac S PinkertonPres. of North America Trans.	2,710	—	—	2,710	—
Jan 3, 2019 AForm 4 →	Jan 7, 6:30 pm EST	APACHE CORPAPA	Rebecca A HoytSr. Vice Pres, Chief Acct Off	20,185	—	—	50,334	—
Jan 4, 2019 MForm 4 →	Jan 7, 6:38 pm EST	UNITED THERAPEUTICS CorpUTHR	Martine A RothblattChairman & CEO, Director	7,055	—	—	141,083	—
Jan 3, 2019 AForm 4 →	Jan 7, 6:39 pm EST	APACHE CORPAPA	Dominic RicottaSr. Vice President	23,662	—	—	53,378	—
Jan 3, 2019 AForm 4 →	Jan 7, 6:44 pm EST	CAPSTEAD MORTGAGE CORPCMO	Roy KimSenior Vice President	46,597	—	—	124,480	—
Jan 3, 2019 AForm 4 →	Jan 7, 6:46 pm EST	CAPSTEAD MORTGAGE CORPCMO	Lance PhillipsChief Financial Officer	24,408	—	—	37,489	—
Jan 3, 2019 AForm 4 →	Jan 7, 6:46 pm EST	CAPSTEAD MORTGAGE CORPCMO	Phillip A ReinschPresident & CEO, Director	69,341	—	—	192,383	—
Jan 3, 2019 AForm 4 →	Jan 7, 7:00 pm EST	CAPSTEAD MORTGAGE CORPCMO	Robert R Spears Jr.EVP & CIO	66,568	—	—	184,593	—
Jan 2, 2019 AJForm 4 →	Jan 7, 7:00 pm EST	Globalstar, Inc.GSAT	Richard S RobertsCorporate Secretary, Director	1,000,000	—	—	0	—	late
Dec 27, 2018 AForm 4 →	Jan 7, 2019, 7:01 pm EST	Globalstar, Inc.GSAT	James Monroe IIIChief Executive Officer, Director, 10% Owner	100,000	—	—	100,000	—	late
Dec 27, 2018 AJForm 4 →	Jan 7, 2019, 7:01 pm EST	Globalstar, Inc.GSAT	William A HaslerDirector	1,700,000	—	—	0	—	late
Dec 27, 2018 AJForm 4 →	Jan 7, 2019, 7:01 pm EST	Globalstar, Inc.GSAT	James F LynchDirector	1,100,000	—	—	0	—	late
Jan 1, 2019 AForm 4 →	Jan 7, 7:08 pm EST	Papa Murphy's Holdings, Inc.FRSH	Victoria J TullettChief Legal Officer	36,931	—	—	9,262	—	late
Jan 3, 2019 MForm 4 →	Jan 7, 7:20 pm EST	FIBROGEN INCFGEN	Thomas B NeffChief Executive Officer, Director	50,912	—	—	61,914	—
Jan 3, 2019 AForm 4 →	Jan 7, 7:33 pm EST	APACHE CORPAPA	William Mark MeyerExecutive Vice President	30,422	—	—	87,206	—
Jan 3, 2019 AForm 4 →	Jan 7, 7:36 pm EST	APACHE CORPAPA	David A PursellExecutive Vice President	30,422	—	—	86,275	—
Jan 4, 2019 MForm 4 →	Jan 7, 7:52 pm EST	Premier, Inc.PINC	Leigh AndersonPresident - Perf. Services	19,978	—	—	0	—
Jan 4, 2019 MForm 4 →	Jan 7, 8:04 pm EST	SEMTECH CORPSMTC	Sylvia SummersDirector	20,000	—	—	0	—
Jan 4, 2019 MForm 4 →	Jan 7, 8:08 pm EST	SEMTECH CORPSMTC	Sharon K FaltemierSVP HR	20,000	—	—	0	—
Jan 3, 2019 MForm 4 →	Jan 7, 8:08 pm EST	PHIBRO ANIMAL HEALTH CORPPAHC	Daniel M BendheimExec. VP, Corporate Strategy, Director	7,500	—	—	9,890	—
Jan 3, 2019 AForm 4 →	Jan 7, 8:11 pm EST	IDERA PHARMACEUTICALS, INC.IDRA	Vincent MilanoPresident & CEO, Director	84,500	—	—	84,500	—
Jan 3, 2019 AForm 4 →	Jan 7, 8:14 pm EST	IMMUNE DESIGN CORP.IMDZ	Edward PenhoetDirector	12,500	—	—	12,500	—
Jan 3, 2019 AForm 4 →	Jan 7, 8:14 pm EST	IDERA PHARMACEUTICALS, INC.IDRA	Bryant David LimSVP and General Counsel	45,500	—	—	45,500	—
Jan 3, 2019 AForm 4 →	Jan 7, 8:15 pm EST	IMMUNE DESIGN CORP.IMDZ	Susan L. KelleyDirector	12,500	—	—	12,500	—
Jan 3, 2019 AForm 4 →	Jan 7, 8:16 pm EST	IMMUNE DESIGN CORP.IMDZ	David BaltimoreDirector	12,500	—	—	12,500	—
Jan 3, 2019 AForm 4 →	Jan 7, 8:17 pm EST	IMMUNE DESIGN CORP.IMDZ	Franklin M BergerDirector	12,500	—	—	12,500	—
Jan 3, 2019 AForm 4 →	Jan 7, 8:17 pm EST	IDERA PHARMACEUTICALS, INC.IDRA	John J. KirbyVP of Finance	25,600	—	—	25,600	—
Dec 6, 2018 CForm 4/A →	Jan 7, 2019, 8:18 pm EST	SMARTSHEET INCSMAR	Insight Holdings Group, LLC +810% Owner	58,547	—	—	306,191	—
Jan 3, 2019 AForm 4 →	Jan 7, 8:18 pm EST	IMMUNE DESIGN CORP.IMDZ	William R RingoDirector	12,500	—	—	12,500	—
Jan 3, 2019 AForm 4 →	Jan 7, 8:19 pm EST	IMMUNE DESIGN CORP.IMDZ	Lewis W ColemanDirector	12,500	—	—	12,500	—
Jan 3, 2019 CForm 4 →	Jan 7, 8:21 pm EST	SMARTSHEET INCSMAR	Insight Holdings Group, LLC +810% Owner	2,000,000	—	—	6,612,880	—
Jan 3, 2019 AForm 4 →	Jan 7, 8:22 pm EST	IDERA PHARMACEUTICALS, INC.IDRA	Robert C. FletcherSr. VP, Bus. Dev. & Strategy	45,500	—	—	45,500	—
Jan 3, 2019 AForm 4 →	Jan 7, 8:24 pm EST	IDERA PHARMACEUTICALS, INC.IDRA	Joanna HorobinChief Medical Officer	45,500	—	—	45,500	—
Jan 4, 2019 AForm 4/A →	Jan 7, 8:25 pm EST	Aqua Metals, Inc.AQMS	Judd MerrillChief Financial Officer	56,698	—	—	56,698	—
Jan 4, 2019 AForm 4/A →	Jan 7, 8:27 pm EST	Aqua Metals, Inc.AQMS	Stephen CottonPresident	232,461	—	—	232,461	—
Jan 3, 2019 AForm 4 →	Jan 7, 8:29 pm EST	IDERA PHARMACEUTICALS, INC.IDRA	Jonathan Michael YinglingChief Scientific Officer	45,500	—	—	45,500	—
Jan 3, 2019 MForm 4 →	Jan 7, 8:33 pm EST	SendGrid, Inc.SEND	Yancey L. SpruillCFO, COO and Treasurer	46,948	—	—	386,017	—
Jan 3, 2019 AForm 4 →	Jan 7, 8:33 pm EST	IMMUNE DESIGN CORP.IMDZ	Stephen R BradyEVP, Strategy & Finance	120,000	—	—	120,000	—
Jan 3, 2019 AForm 4 →	Jan 7, 8:34 pm EST	IMMUNE DESIGN CORP.IMDZ	Sergey YurasovSr. VP, Clinic. Devel. & CMO	110,000	—	—	110,000	—
Jan 4, 2019 MForm 4 →	Jan 7, 8:34 pm EST	Ophthotech Corp.OPHT	David R GuyerExecutive Chairman, Director	6,250	—	—	6,250	—
Jan 3, 2019 AForm 4 →	Jan 7, 8:35 pm EST	IMMUNE DESIGN CORP.IMDZ	Jan Henrik ter MeulenChief Scientific Officer	120,000	—	—	120,000	—
Jan 4, 2019 MForm 4 →	Jan 7, 8:36 pm EST	Ophthotech Corp.OPHT	Keith WestbySVP & COO	700	—	—	700	—
Jan 3, 2019 AForm 4 →	Jan 7, 8:36 pm EST	IMMUNE DESIGN CORP.IMDZ	Carlos V PayaPresident and CEO, Director	293,000	—	—	293,000	—
Jan 4, 2019 MForm 4 →	Jan 7, 8:39 pm EST	QUIDEL CORP /DE/QDEL	Mary Lake Ph D PolanDirector	14,449	—	—	0	—
Jan 3, 2019 MForm 4 →	Jan 7, 8:50 pm EST	ANSYS INCANSS	Richard S. MahoneyVP, WORLDWIDE SALES & SUPPORT	7,500	—	—	15,000	—
Jan 4, 2019 MForm 4 →	Jan 7, 8:57 pm EST	NRG ENERGY, INC.NRG	Robert J GaudetteSenior VP, Business Solutions	42,411	—	—	0	—
Jan 4, 2018 MForm 4 →	Jan 7, 2019, 8:58 pm EST	NRG ENERGY, INC.NRG	Christopher MoserExec Vice Pres, Operations	71,651	—	—	0	—	late
Jan 4, 2019 MForm 4 →	Jan 7, 8:59 pm EST	NRG ENERGY, INC.NRG	Elizabeth R KillingerEVP & President, NRG Retail	96,918	—	—	0	—
Jan 4, 2019 MForm 4 →	Jan 7, 8:59 pm EST	NRG ENERGY, INC.NRG	Mauricio GutierrezPresident & Chief Exec Officer, Director	56,979	—	—	0	—
Jan 4, 2019 MForm 4 →	Jan 7, 9:00 pm EST	NRG ENERGY, INC.NRG	David CallenSVP,Chief Accounting Officer	41,059	—	—	0	—
Jan 4, 2019 MForm 4 →	Jan 7, 9:00 pm EST	NRG ENERGY, INC.NRG	Kirkland B AndrewsEVP & CFO	96,542	—	—	0	—
Jan 3, 2019 AForm 4/A →	Jan 7, 9:23 pm EST	Aravive, Inc.ARAV	Shahzad MalikDirector	4,688	—	—	4,688	—
Jan 3, 2019 AForm 4/A →	Jan 7, 9:24 pm EST	Aravive, Inc.ARAV	Robert HoffmanDirector	12,188	—	—	4,688	—
Jan 3, 2019 AForm 4/A →	Jan 7, 9:26 pm EST	Aravive, Inc.ARAV	Amato GiacciaDirector, 10% Owner	12,188	—	—	4,688	—
Jan 3, 2019 AForm 4/A →	Jan 7, 9:27 pm EST	Aravive, Inc.ARAV	Srinivas AkkarajuDirector	4,688	—	—	4,688	—
Jan 3, 2019 AForm 4 →	Jan 7, 9:36 pm EST	Cloudera, Inc.CLDR	Robert G BeardenDirector	438,908	—	—	438,908	—
Jan 3, 2019 AForm 4 →	Jan 7, 9:41 pm EST	Cloudera, Inc.CLDR	Kevin KlausmeyerDirector	125,574	—	—	125,574	—
Jan 3, 2019 AForm 4 →	Jan 7, 9:42 pm EST	Cloudera, Inc.CLDR	Scott ReasonerChief Accounting Officer	72,424	—	—	14,109	—
Jan 3, 2019 MForm 4 →	Jan 7, 9:45 pm EST	Cloudera, Inc.CLDR	Steve SordelloDirector	16,825	—	—	0	—
Jan 3, 2019 AForm 4 →	Jan 7, 9:47 pm EST	Cloudera, Inc.CLDR	Arun MurthyChief Product Officer	282,332	—	—	112,307	—
Jan 3, 2019 AForm 4 →	Jan 7, 9:48 pm EST	EMAGIN CORPEMAN	Eric BraddomDirector	73,915	—	—	73,915	—
Jan 3, 2019 AForm 4 →	Jan 7, 9:49 pm EST	EMAGIN CORPEMAN	Christopher Scott BrodyDirector	73,915	—	—	73,915	—
Jan 3, 2019 AForm 4 →	Jan 7, 9:49 pm EST	EMAGIN CORPEMAN	Paul C CronsonDirector	73,915	—	—	73,915	—
Jan 3, 2019 AForm 4 →	Jan 7, 9:49 pm EST	EMAGIN CORPEMAN	Ellen B RichstoneDirector	73,915	—	—	73,915	—
Jan 3, 2019 AForm 4 →	Jan 7, 9:50 pm EST	EMAGIN CORPEMAN	Stephen SeayDirector	73,915	—	—	73,915	—
Jan 3, 2019 AForm 4 →	Jan 7, 9:50 pm EST	EMAGIN CORPEMAN	Jill WittelsDirector	145,983	—	—	145,983	—
Jan 4, 2019 DForm 4 →	Jan 8, 8:07 am EST	TRIUMPH GROUP INCTGI	Daniel J CrowleyPresident & CEO, Director	16,667	—	—	16,666	—
Nov 27, 2018 AForm 4 →	Jan 8, 2019, 9:27 am EST	MSC INDUSTRIAL DIRECT CO INCMSM	Steven PaladinoDirector	13	—	—	50	—	late
Jan 7, 2019 MForm 4 →	Jan 8, 10:21 am EST	TOLL BROTHERS INCTOL	Michael J. GrubbChief Accounting Officer	348	—	—	0	—
Jan 4, 2019 AForm 4 →	Jan 8, 10:32 am EST	SOUTHERN MISSOURI BANCORP, INC.SMBC	Richard WindesChief Lending Officer	2,000	—	—	2,000	—
Nov 27, 2018 AForm 4 →	Jan 8, 2019, 10:46 am EST	MSC INDUSTRIAL DIRECT CO INCMSM	David WrightSVP, SALES	41	—	—	190	—	late
Nov 27, 2018 AForm 4 →	Jan 8, 2019, 10:48 am EST	MSC INDUSTRIAL DIRECT CO INCMSM	Douglas E JonesEVP, Chief Supply Chain	87	—	—	454	—	late
Nov 27, 2018 AForm 4 →	Jan 8, 2019, 10:59 am EST	MSC INDUSTRIAL DIRECT CO INCMSM	Philip PellerDirector	13	—	—	50	—	late
Jan 4, 2019 PForm 4 →	Jan 8, 11:04 am EST	Chanticleer Holdings, Inc.BURG	Larry SpitcaufskyDirector, 10% Owner	40,000	—	—	40,000	—
Jan 4, 2019 MForm 4 →	Jan 8, 11:28 am EST	NEVRO CORPNVRO	Andrew H GalliganChief Financial Officer	11,004	—	—	0	—
Jan 7, 2019 MForm 4 →	Jan 8, 11:51 am EST	Meridian Bancorp, Inc.EBSB	Domenic A GambardellaDirector	28,105	—	—	0	—
Jan 4, 2019 MForm 4 →	Jan 8, 12:12 pm EST	Yum China Holdings, Inc.YUMC	Ted LeeGM Little Sheep & East Dawning	3,566	—	—	0	—
Jan 4, 2019 MForm 4 →	Jan 8, 12:13 pm EST	Yum China Holdings, Inc.YUMC	Joey WatChief Executive Officer, Director	9,504	—	—	0	—
Jan 4, 2019 MForm 4 →	Jan 8, 12:15 pm EST	Yum China Holdings, Inc.YUMC	Danny TanChief Supply Chain Officer	9,504	—	—	0	—
Jan 4, 2019 MForm 4 →	Jan 8, 12:16 pm EST	Yum China Holdings, Inc.YUMC	Alice H WangChief Public Affairs Officer	3,566	—	—	0	—
Jan 4, 2019 MForm 4 →	Jan 8, 12:17 pm EST	Yum China Holdings, Inc.YUMC	Jeff KuaiGeneral Manager, Pizza Hut	3,566	—	—	0	—
Jan 4, 2019 MForm 4 →	Jan 8, 12:18 pm EST	Yum China Holdings, Inc.YUMC	Shella NgChief Legal Officer, Corp. Sec	9,504	—	—	0	—
Jan 4, 2019 MForm 4 →	Jan 8, 12:20 pm EST	Yum China Holdings, Inc.YUMC	Johnson HuangGeneral Manager, KFC	9,504	—	—	0	—
Jan 4, 2019 MForm 4 →	Jan 8, 12:21 pm EST	Yum China Holdings, Inc.YUMC	Riu SunChief Growth Officer	9,504	—	—	0	—
Jan 5, 2019 MForm 4 →	Jan 8, 12:21 pm EST	PLEXUS CORPPLXS	Ralf R BoerDirector	3,174	—	—	0	—
Dec 31, 2018 GForm 5 →	Jan 8, 2019, 1:18 pm EST	TELEPHONE & DATA SYSTEMS INC /DE/TDS	Letitia G C CarlsonDirector	2,880	—	—	2,013,264	—
Jan 4, 2019 AForm 4 →	Jan 8, 1:23 pm EST	BIOCRYST PHARMACEUTICALS INCBCRX	Steve AselageDirector	25,000	—	—	25,000	—
Jan 4, 2019 MForm 4 →	Jan 8, 1:26 pm EST	LEAR CORPLEA	Shari L BurgessVP & Treasurer	908	—	—	0	—
Jan 4, 2019 MForm 4 →	Jan 8, 1:28 pm EST	LEAR CORPLEA	Thomas A DiDonatoSr VP, Human Resources	3,131	—	—	0	—
Jan 4, 2019 MForm 4 →	Jan 8, 1:34 pm EST	LEAR CORPLEA	Jeneanne Michelle HanleySVP & President, E-Systems	869	—	—	0	—
Jan 4, 2019 MForm 4 →	Jan 8, 1:37 pm EST	LEAR CORPLEA	Terrence B LarkinEVP, Business Dev & Gen Cnsl	4,448	—	—	0	—
Jan 7, 2019 MForm 4 →	Jan 8, 1:41 pm EST	BOK FINANCIAL CORP ET ALBOKF	Rebecca D KeeslingEVP, Chief Auditor	72	—	—	0	—
Jan 4, 2019 MForm 4 →	Jan 8, 1:49 pm EST	LEAR CORPLEA	Frank C OrsiniEVP & President, Seating	3,830	—	—	0	—
Jan 4, 2019 MForm 4 →	Jan 8, 1:52 pm EST	LEAR CORPLEA	Raymond E ScottPresident and CEO, Director	4,448	—	—	0	—
Jan 4, 2019 MForm 4 →	Jan 8, 1:55 pm EST	LEAR CORPLEA	Jeffrey H. VannesteSr. VP and CFO	4,026	—	—	0	—
Jan 7, 2019 MForm 4 →	Jan 8, 2:03 pm EST	TWO RIVER BANCORPTRCB	William StatterDirector	5,849	—	—	0	—
Dec 13, 2018 AForm 4 →	Jan 8, 2019, 2:27 pm EST	Blink Charging Co.BLNK	Michael D FarkasChairman & CEO, Director, 10% Owner	7,000	—	—	7,000	—	late
Jan 4, 2019 MForm 4 →	Jan 8, 2:44 pm EST	CITIZENS & NORTHERN CORPCZNC	Deborah E ScottExec. VP & Sr. Trust Officer	9,166	—	—	0	—
Jan 7, 2019 MForm 4 →	Jan 8, 2:48 pm EST	CHURCH & DWIGHT CO INC /DE/CHD	Richard A DierkerE.V.P. Finance & C.F.O.	16,880	—	—	6,560	—
Jan 4, 2019 AForm 4 →	Jan 8, 2:52 pm EST	SOUTHERN MISSOURI BANCORP, INC.SMBC	Mark E HeckerEVP, Chief Credit Officer	2,000	—	—	2,000	—
Jan 7, 2019 MForm 4 →	Jan 8, 3:04 pm EST	GCP Applied Technologies Inc.GCP	Gregory E PolingCEO, Director	32,162	—	—	0	—
Dec 31, 2018 AForm 4 →	Jan 8, 2019, 3:51 pm EST	Precision Therapeutics Inc.AIPT	Richard L GabrielDirector	24,229	—	—	24,229	—	late
Dec 31, 2018 AForm 4 →	Jan 8, 2019, 3:52 pm EST	Precision Therapeutics Inc.AIPT	J Melville EngleDirector	40,382	—	—	40,382	—	late
Jan 5, 2019 MForm 4 →	Jan 8, 3:59 pm EST	INTRICON CORPIIN	Greg GruenhagenVP, Corp. Qlty. & Reg. Affairs	2,500	—	—	5,000	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.