SEC Form 4 · accession 0001209191-19-002654
Premier, Inc. · PINC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leigh Anderson
Officer — President - Perf. Services
Period of report
Jan 4, 2019
Accepted (ET)
Jan 7, 2019 · 7:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001577916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jan 4, 2019 | M | 4,211 | $32.90 | A | 20,955 | D | |
| Class A Common Stock | Jan 4, 2019 | M | 6,174 | $31.65 | A | 27,129 | D | |
| Class A Common Stock | Jan 4, 2019 | M | 2,398 | $32.70 | A | 29,527 | D | |
| Class A Common Stock | Jan 4, 2019 | M | 6,125 | $31.58 | A | 35,652 | D | |
| Class A Common Stock | Jan 4, 2019 | M | 1,070 | $27.00 | A | 36,722 | D | |
| Class A Common Stock | Jan 4, 2019 | S | 19,978 | $37.50 | D | 16,744 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $32.90 | Jan 4, 2019 | M | 4,211 | D | — | Aug 25, 2027 | Class A Common Stock | 4,211 | 8,424 | D |
| Option (right to buy)F3 | $31.65 | Jan 4, 2019 | M | 6,174 | D | — | Aug 31, 2026 | Class A Common Stock | 6,174 | 3,087 | D |
| Option (right to buy)F4 | $32.70 | Jan 4, 2019 | M | 2,398 | D | — | Jun 30, 2026 | Class A Common Stock | 2,398 | 1,199 | D |
| Option (right to buy)F5 | $31.58 | Jan 4, 2019 | M | 6,125 | D | — | Aug 29, 2024 | Class A Common Stock | 6,125 | 0 | D |
| Option (right to buy)F6 | $27.00 | Jan 4, 2019 | M | 1,070 | D | — | Jun 30, 2023 | Class A Common Stock | 1,070 | 0 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2018.
- F2The right to exercise one-third of the options on each of August 24, 2018, 2019 and 2020.
- F3The right to exercise one-third of the options on each of August 30, 2017, 2018 and 2019.
- F4The right to exercise one-third of the options on each of June 29, 2017, 2018 and 2019.
- F5The right to exercise one-third of the options on each of August 28, 2015, 2016 and 2017.
- F6The right to exercise one-third of the options on each of June 30, 2014, 2015 and 2016.