SEC Form 4 · accession 0001357400-19-000024
APACHE CORP · APA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Sullivan
Officer — Exec. VP - Operations Support
Period of report
Jan 3, 2019
Accepted (ET)
Jan 7, 2019 · 6:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000006769
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock / UnitsF1,F2,F3 | $0.00 | Jan 3, 2019 | A | 16,901 | A | — | — | Common Stock | 16,901 | 52,629 | D |
| Restricted Stock / UnitsF1,F2,F4 | $0.00 | Jan 3, 2019 | A | 11,267 | A | — | — | Common Stock | 11,267 | 63,896 | D |
Explanation of responses
- F1With tandem tax withholding right.
- F2One share of Apache common stock for each restricted stock unit.
- F3Restricted stock units granted 01/03/19 under employer plan. The units vest ratably over three years.
- F4Restricted stock units granted on 01/03/2019 under employer plan. The units vest ratably over three years and may only be paid in cash.