SEC Form 4 · accession 0001562180-19-000217
HP INC · HPQ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J. Fieler
Officer — Chief Financial Officer
Period of report
Dec 7, 2018
Accepted (ET)
Jan 7, 2019 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000047217
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2019 | M | 177,406 | $0.00 | A | 183,589 | D | |
| Common StockF1 | Jan 3, 2019 | F | 80,760 | $19.93 | D | 102,829 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F2 | — | Jan 3, 2019 | M | 177,406 | D | — | — | Common Stock | 177,406 | 168,351 | D |
Explanation of responses
- F180,760 shares were withheld by HP to satisfy tax withholding on vesting of restricted stock units ("RSUs").
- F2Each RSU represents a contingent right to receive one share of HP common stock.
- F3On 1/3/2017, the reporting person was granted 505,051 RSUs, 168,350 of which vested on each of 1/3/2018 and 1/3/2019, 168,351 of which are scheduled to vest on 1/3/2020. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 9,056 vested dividend equivalent rights.