SEC Form 4 · accession 0000927089-19-000008
PRUDENTIAL BANCORP, INC. · PBIP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis V Mulcahy
Director
Period of report
Jan 3, 2019
Accepted (ET)
Jan 7, 2019 · 4:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001578776
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2019 | M | 25,690 | $11.84 | A | 56,481 | D | |
| Common StockF1 | Jan 3, 2019 | F | 17,146 | $17.74 | D | 39,335 | D | |
| Common Stock | holding | — | — | — | 2,832 | I | By spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF4 | $11.84 | Jan 3, 2019 | M | 25,690 | D | Jan 5, 2010 | Jan 5, 2019 | Common Stock | 25,690 | 0 | D |
| Stock OptionF2 | $17.43 | holding | — | — | — | Mar 1, 2018 | Mar 1, 2027 | Common Stock | 5,707 | 5,707 | D |
| Stock OptionF3 | $12.23 | holding | — | — | — | Feb 18, 2016 | Feb 18, 2025 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Includes 3,426 shares which reflects the unvested portion of a grant covering 4,282 shares pursuant to 2014 Stock Incentive Plan which are vesting 20% per year commencing on March 1, 2018. Also includes 4,000 shares which reflects the unvested portion of grant originally covering 10,000 shares pursuant to the 2014 Stock Incentive Plan that are vesting 20% per year commencing on February 18, 2016.
- F2The options vest at the rate of 20% per year commencing on March 1, 2018.
- F3The options are vesting at the rate of 20% per year commencing on February 18, 2016.
- F4The options vested at a rate of 20% per year commencing on January 5, 2010.