SEC Form 4 · accession 0001179110-19-000495
2U, Inc. · TWOU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Kenigsberg
Officer — Chief Technology Officer
Period of report
Jan 3, 2019
Accepted (ET)
Jan 7, 2019 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001459417
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2019 | M | 92,700 | $0.60 | A | 143,080 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $0.60 | Jan 3, 2019 | M | 92,700 | D | — | Jan 23, 2019 | Common Stock | 92,700 | 0 | D |
Explanation of responses
- F1The shares underlying this option are fully vested.