SEC Form 4 · accession 0001415301-19-000005
Del Frisco's Restaurant Group, Inc. · DFRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neil H Thomson
Officer — Chief Financial Officer
Period of report
Jan 5, 2019
Accepted (ET)
Jan 7, 2019 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415301
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 5, 2019 | M | 6,172 | $0.00 | A | 35,963 | D | |
| Common Stock | Jan 5, 2019 | F | 1,830 | $7.91 | D | 34,133 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jan 5, 2019 | M | 6,172 | D | — | — | Common Stock | 6,172 | 11,980 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to convert to one share of common stock at vesting date.
- F2One-third of these restricted stock units are scheduled to vest on each of January 5, 2019; January 5, 2020; and January 5, 2021.