SEC Form 4 · accession 0001140361-19-000494
PURE CYCLE CORP · PCYO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harrison H Augur
Director
Period of report
Jan 7, 2019
Accepted (ET)
Jan 7, 2019 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000276720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2019 | M | 2,500 | $2.94 | A | 18,333 | D | |
| Common Stock | holding | — | — | — | 10,000 | I | By Patience Partners, LLC | |
| Common StockF1 | holding | — | — | — | 46,111 | I | By Auginco | |
| Common Stock | holding | — | — | — | 38,837 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Statutory Stock Option (Right to Buy) | $2.94 | Jan 7, 2019 | M | 2,500 | D | Jan 13, 2010 | Jan 13, 2019 | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1Auginco is a Colorado general partnership that is owned 50% by Mr. Augur and 50% by his wife.
Remarks
Pursuant to a power of attorney filed as Exhibit 24 to a Form 4 filed with the Commission on December 14, 2005.