SEC Form 4 · accession 0001213756-19-000004
INDEPENDENCE HOLDING CO · IHC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Roy T K Thung
Officer — Chairman and CEO · Director
Period of report
Jan 4, 2019
Accepted (ET)
Jan 7, 2019 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000701869
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $37.38 | Jan 4, 2019 | A | 176,000 | A | — | Jul 4, 2022 | Common Stock | 176,000 | 176,000 | D |
Explanation of responses
- F1The option vests 1/3 on each of the first three annual anniversaries of the grant/transaction date.