SEC Form 4 · accession 0001493152-19-000284
Chanticleer Holdings, Inc. · BURG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Larry Spitcaufsky
Director · 10% Owner
Period of report
Jan 4, 2019
Accepted (ET)
Jan 8, 2019 · 11:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001106838
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | $2.25 | Jan 4, 2019 | P | 40,000 | A | Jul 4, 2019 | Jan 3, 2029 | Common | 40,000 | 40,000 | I |
Explanation of responses
- F1The warrants were issued in connection with the execution of an amendment to a debenture agreement, which amendment extended the maturity date of certain debentures of the Issuer beneficially owned by Larry S. Spitcaufsky, Trustee of the Larry Spitcaufsky Family Trust UTD 1-19-88.