SEC Form 4 · accession 0001567619-19-000707
NRC HEALTH · NRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven D. Jackson
Officer — President
Period of report
Jan 3, 2019
Accepted (ET)
Jan 7, 2019 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070487
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 105,476 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $38.30 | Jan 3, 2019 | A | 11,749 | A | — | Jan 3, 2029 | Common Stock | 11,749 | 11,749 | D |
| Employee Stock Option (Right to Buy)F1 | $15.23 | holding | — | — | — | — | Jan 5, 2026 | Common Stock | 21,535 | 21,535 | D |
| Employee Stock Option (Right to Buy)F2 | $18.80 | holding | — | — | — | — | Jan 4, 2027 | Common Stock | 17,608 | 17,608 | D |
| Employee Stock Option (Right to Buy)F3 | $36.80 | holding | — | — | — | — | Jan 3, 2028 | Common Stock | 12,228 | 12,228 | D |
Explanation of responses
- F1This option becomes fully exercisable on January 5, 2021.
- F2This option becomes fully exercisable on January 4, 2022.
- F3This option becomes fully exercisable on January 3, 2023.
- F4This option becomes fully exercisable on January 3, 2024.