SEC Form 4 · accession 0001179110-19-000501
PENN Entertainment, Inc. · PENN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carl Sottosanti
Officer — EVP,Gen Counsel & Secretary
Period of report
Jan 3, 2019
Accepted (ET)
Jan 7, 2019 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000921738
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Options (right to buy)F1 | $19.45 | Jan 3, 2019 | A | 80,717 | A | Jan 3, 2020 | Jan 3, 2029 | Common Stock | 80,717 | 80,717 | D |
Explanation of responses
- F1Vests over four years on the anniversary date of grant as follows: 20,180 shares on January 3, 2020; 20,179 shares on January 3, 2021; 20,179 shares on January 3, 2022; and 20,179 shares on January 3, 2023.