SEC Form 4 · accession 0001239006-19-000001
LGL GROUP INC · LGL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Ferrantino
Officer — Executive CEO · Director
Period of report
Jan 7, 2019
Accepted (ET)
Jan 7, 2019 · 6:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000061004
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2019 | A | 6,750 | $5.02 | A | 50,788 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $5.02 | Jan 7, 2019 | X | 6,750 | A | Dec 30, 2017 | Dec 30, 2020 | Common Stock | 6,750 | 20,250 | D |
Explanation of responses
- F1Exercise of Stock Option