SEC Form 4 · accession 0000911916-19-000011
ZIMMER BIOMET HOLDINGS, INC. · ZBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Aure Bruneau
Officer — Group President
Period of report
Jan 3, 2019
Accepted (ET)
Jan 7, 2019 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136869
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2019 | M | 185 | $0.00 | A | 309 | D | |
| Common StockF1 | Jan 3, 2019 | F | 55 | $101.23 | D | 254 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jan 3, 2019 | M | 185 | D | — | — | Common Stock | 185 | 370 | D |
Explanation of responses
- F1Represents shares withheld by Zimmer Biomet Holdings, Inc. to satisfy tax withholding obligations on the vesting of restricted stock units.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zimmer Biomet Holdings, Inc. common stock.
- F3The RSUs vest as follows: 185 vested on January 3, 2018; 185 vested on January 3, 2019; and of the remaining 370 RSUs, 185 RSUs are scheduled to vest on each of January 3, 2020 and January 3, 2021.