SEC Form 4 · accession 0001179110-19-000545
TRIUMPH GROUP INC · TGI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Crowley
Officer — President & CEO · Director
Period of report
Jan 4, 2019
Accepted (ET)
Jan 8, 2019 · 8:07 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001021162
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2019 | F | 3,981 | $12.04 | D | 328,240 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Share AwardF2 | $0.00 | Jan 4, 2019 | D | 16,667 | D | Jan 4, 2019 | Jan 3, 2020 | Common Stock | 16,667 | 16,666 | D |
Explanation of responses
- F1The disposition consisted of shares of company stock withheld by the company to satisfy tax withholding obligations of the reporting person upon the lapse of restrictions on restricted stock, the acquisition of which was previously reported.
- F2This transaction represents the retirement of performance-based stock units (granted on 4/1/2016) as the applicable performance target was not met.