SEC Form 4 · accession 0001567619-19-000734

COUNTERPATH CORP · CPAH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Financial Officer

Period of report

Dec 14, 2018

Accepted (ET)

Jan 7, 2019 · 6:09 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001236997

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Shares	holding	—	—		—	29,604	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Deferred Share Units^F2,F3	—	Dec 14, 2018	A	40,000	A	Dec 14, 2018	—	Common	40,000	123,190	D
Stock Options^F1	$13.10	holding	—	—	—	Jun 12, 2014	Dec 12, 2018	Common shares	20,000	20,000	D
Stock Options^F1	$2.40	holding	—	—	—	Jul 14, 2016	Jul 14, 2021	Common	20,000	40,000	D
Stock Options^F1	$2.89	holding	—	—	—	Dec 14, 2017	Dec 14, 2022	Common	50,000	90,000	D
Deferred Share Units^F2	—	holding	—	—	—	Dec 14, 2009	—	Common	8,066	8,065	D
Deferred Share Units^F2	—	holding	—	—	—	Jun 18, 2010	—	Common	5,000	13,065	D
Deferred Share Units^F2	—	holding	—	—	—	Mar 10, 2011	—	Common	2,203	15,267	D
Deferred Share Units^F2	—	holding	—	—	—	Jul 25, 2011	—	Common	5,405	20,673	D
Deferred Share Units^F2	—	holding	—	—	—	Jul 19, 2012	—	Common	1,711	22,383	D
Deferred Share Units^F2,F3	—	holding	—	—	—	Jul 25, 2013	—	Common	2,514	24,897	D
Deferred Share Units^F2,F3	—	holding	—	—	—	Jul 11, 2014	—	Common	6,048	30,946	D
Deferred Share Units^F2,F3	—	holding	—	—	—	Jul 17, 2015	—	Common	7,970	38,916	D
Deferred Share Units^F2,F3	—	holding	—	—	—	Jul 14, 2016	—	Common	8,076	46,992	D
Deferred Share Units^F2,F3	—	holding	—	—	—	Jul 14, 2017	—	Common	13,376	60,368	D
Deferred Share Units^F2,F3	—	holding	—	—	—	Jul 26, 2018	—	Common	22,830	83,198	D

F1Options vest as to 12.5% after 6 months and 1/42 per month thereafter as per company plan.
F2Each deferred share unit is convertible into one common share of CounterPath Corporation at no additional cost. There is no expiry date. Deferred share units vest as to one-third of the number granted on each of the first, second and third anniversaries of the grant date.
F3The deferred share units vest one third over three years beginning on the first anniversary of the grant date.