SEC Form 4 · accession 0000899243-19-000681
Apptio Inc · APTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kurt Shintaffer
Officer — Chief Financial Officer
Period of report
Jan 3, 2019
Accepted (ET)
Jan 7, 2019 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 21, 2018 | G | 15,000 | $0.00 | D | 628,509 | D | |
| Class A Common Stock | Jan 3, 2019 | G | 75,000 | $0.00 | D | 553,509 | D | |
| Class A Common Stock | Jan 3, 2019 | M | 23,310 | $11.46 | A | 576,819 | D | |
| Class A Common Stock | Jan 3, 2019 | M | 9,605 | $13.55 | A | 586,424 | D | |
| Class A Common Stock | Jan 3, 2019 | M | 911 | $13.99 | A | 587,335 | D | |
| Class A Common Stock | Jan 3, 2019 | M | 1,666 | $14.31 | A | 589,001 | D | |
| Class A Common StockF1 | holding | — | — | — | 34,142 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $11.46 | Jan 3, 2019 | M | 23,310 | D | — | Jun 17, 2024 | Common Stock | 23,310 | 0 | D |
| Stock Option (right to buy)F3 | $13.55 | Jan 3, 2019 | M | 9,605 | D | — | Feb 19, 2025 | Common Stock | 9,605 | 1,250 | D |
| Stock Option (right to buy)F4 | $13.99 | Jan 3, 2019 | M | 911 | D | — | May 6, 2025 | Common Stock | 911 | 1,250 | D |
| Stock Option (right to buy)F5 | $14.31 | Jan 3, 2019 | M | 1,666 | D | — | Nov 5, 2025 | Common Stock | 1,666 | 9,203 | D |
Explanation of responses
- F1Shares held by the Reporting Person's spouse.
- F2The option became fully vested and exercisable on April 1, 2018.
- F31/4th of the shares subject to the option became vested and exercisable on April 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.
- F41/4th of the shares subject to the option became vested and exercisable on May 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.
- F51/8th of the shares subject to the option became vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option shall vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option became vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months.