SEC Form 4 · accession 0001568214-19-000003
ConnectOne Bancorp, Inc. · CNOB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth Magennis
Officer — EVP & Chief Lending Officer
Period of report
Jan 7, 2019
Accepted (ET)
Jan 7, 2019 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000712771
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2019 | M | 2,504 | $4.62 | A | 57,406 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF1 | $4.62 | Jan 7, 2019 | M | 2,504 | D | Jul 1, 2014 | Jan 9, 2019 | Common Stock | 2,504 | 0 | D |
Explanation of responses
- F1Due to a rounding error, the Form 4 filed on July 1, 2014 with respect to the stock option grant whose exercise is reported herein, incorrectly reflected an exercise price of $4.61, rather than $4.62.