SEC Form 4 · accession 0001644440-19-000002
GCP Applied Technologies Inc. · GCP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory E Poling
Officer — CEO · Director
Period of report
Jan 7, 2019
Accepted (ET)
Jan 8, 2019 · 3:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001644440
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2019 | M | 32,162 | $18.58 | A | 78,504 | D | |
| Common StockF1,F2 | Jan 7, 2019 | S | 32,162 | $25.70 | D | 46,342 | D | |
| Common Stock | holding | — | — | — | 183,408 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (rights to buy)F3 | $18.58 | Jan 7, 2019 | M | 32,162 | A | — | May 8, 2019 | Common Stock | 32,162 | 0 | D |
Explanation of responses
- F1Exercised pursuant to an existing 10b5-1 trading plan.
- F2The price reported is the weighted average price. Shares were sold in multiple transactions at prices ranging from $25.61 to $25.84. The Reporting Person will provide, upon request, by the Commission Staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
- F3Options became exercisable in three substantially equal tranches on May 8, 2015, May 8, 2016, and May 8, 2017.