SEC Form 4 · accession 0001214659-19-000190
ANSYS INC · ANSS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S. Mahoney
Officer — VP, WORLDWIDE SALES & SUPPORT
Period of report
Jan 3, 2019
Accepted (ET)
Jan 7, 2019 · 8:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001013462
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 3, 2019 | M | 7,500 | $92.49 | A | 29,757 | D | |
| Common StockF1,F3,F2 | Jan 3, 2019 | S | 2,500 | $139.37 | D | 27,257 | D | |
| Common StockF1,F4,F2 | Jan 3, 2019 | S | 1,850 | $140.31 | D | 25,407 | D | |
| Common StockF1,F5,F2 | Jan 3, 2019 | S | 3,597 | $141.09 | D | 21,810 | D | |
| Common StockF1,F6,F2 | Jan 3, 2019 | S | 400 | $141.98 | D | 21,410 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF7 | $0.00 | Jan 3, 2019 | M | 7,500 | D | — | Dec 30, 2026 | Common Stock | 7,500 | 15,000 | D |
Explanation of responses
- F1Pursuant to a Rule 10b5-1 plan currently in place.
- F2Includes 21,410 Restricted Stock Units.
- F3The sales were executed in a series of transactions with a price range of $138.77 to $139.76, inclusive, with a weighted average price of $139.37. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F4The sales were executed in a series of transactions with a price range of $139.79 to $140.78, inclusive, with a weighted average price of $140.31. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F5The sales were executed in a series of transactions with a price range of $140.79 to $141.71, inclusive, with a weighted average price of $141.09. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F6The sales were executed in a series of transactions with a price range of $141.97 to $142.00, inclusive, with a weighted average price of $141.98. The reporting person undertakes to provide to ANSYS, Inc., any security holder of ANSYS, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- F7The option grant of 30,000 shares granted on 12/30/2016 vests 25% annually in equal installments beginning on the first anniversary of the grant.