SEC Form 4 · accession 0001343034-19-000002
TWO RIVER BANCORP · TRCB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Statter
Director
Period of report
Jan 7, 2019
Accepted (ET)
Jan 8, 2019 · 2:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001343034
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2019 | M | 5,849 | $0.00 | A | 21,579 | D | |
| Common Stock | holding | — | — | — | 2,666 | I | By IRA of Spouse | |
| Common Stock | holding | — | — | — | 30,278 | I | Joint with Spouse | |
| Common Stock | holding | — | — | — | 53,900 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Option to Buy)F1 | $3.21 | Jan 7, 2019 | M | 5,849 | D | — | Jan 20, 2019 | Common Stock | 5,849 | 0 | D |
Explanation of responses
- F1All options are exercisable.