SEC Form 4 · accession 0001209191-19-002618
Aqua Metals, Inc. · AQMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Stephen Cotton
Officer — President
Period of report
Jan 4, 2019
Accepted (ET)
Jan 7, 2019 · 6:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001621832
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionF1 | $1.88 | Jan 4, 2019 | A | 232,461 | A | Jan 4, 2019 | Jan 4, 2021 | Common Stock | 232,461 | 232,461 | D |
Explanation of responses
- F1Represents Reporting Person's annual Short Term Incentive Program bonus for 2018. The Reporting Person has elected to receive payment in non-cash stock awards.