SEC Form 4 · accession 0001593968-19-000122
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sharon K Faltemier
Officer — SVP HR
Period of report
Jan 4, 2019
Accepted (ET)
Jan 7, 2019 · 8:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 4, 2019 | M | 20,000 | $30.82 | A | 33,386 | D | |
| Common StockF1 | Jan 4, 2019 | S | 20,000 | $45.5302 | D | 13,386 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F2 | $30.82 | Jan 4, 2019 | M | 20,000 | D | Feb 26, 2014 | Feb 26, 2019 | SMTC | 20,000 | 0 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $45.3100 to $45.7200. Price and share details are available upon request.
- F2This grant vests in four annual installments beginning on February 26, 2014.