SEC Form 4 · accession 0000899243-19-000683
Apptio Inc · APTI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Pick
Officer — Chief Marketing Officer
Period of report
Jan 4, 2019
Accepted (ET)
Jan 7, 2019 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001419625
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jan 4, 2019 | M | 27,034 | $8.95 | A | 86,407 | D | |
| Class A Common Stock | Jan 4, 2019 | M | 7,981 | $11.46 | A | 94,388 | D | |
| Class A Common Stock | Jan 4, 2019 | M | 5,434 | $13.55 | A | 99,822 | D | |
| Class A Common Stock | Jan 4, 2019 | M | 730 | $14.31 | A | 100,552 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $8.95 | Jan 4, 2018 | M | 27,034 | D | — | Jun 14, 2023 | Common Stock | 27,034 | 0 | D |
| Stock Option (right to buy)F3 | $11.46 | Jan 4, 2018 | M | 7,981 | D | — | Jun 17, 2024 | Common Stock | 7,981 | 0 | D |
| Stock Option (right to buy)F4 | $13.55 | Jan 4, 2018 | M | 5,434 | D | — | Feb 19, 2025 | Common Stock | 5,434 | 1,563 | D |
| Stock Option (right to buy)F5 | $14.31 | Jan 4, 2018 | M | 730 | D | — | Nov 5, 2025 | Common Stock | 730 | 7,931 | D |
Explanation of responses
- F1Includes 257 shares acquired under the Apptio Employee Stock Purchase Plan on November 30, 2018.
- F2The option became fully vested and exercisable on May 29, 2017.
- F3The option became fully vested and exercisable on April 1, 2018.
- F41/4th of the shares subject to the option became vested and exercisable on April 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.
- F51/8th of the shares subject to the option became vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option shall become vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option shall vest monthly thereafter for the next 36 month.