SEC Form 4 · accession 0001567619-19-000704
NRC HEALTH · NRC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D. Hays
Officer — CEO · Director
Period of report
Jan 3, 2019
Accepted (ET)
Jan 7, 2019 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070487
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2019 | M | 20,109 | $8.13 | A | 22,180 | D | |
| Common Stock | Jan 7, 2019 | F | 9,098 | $38.08 | D | 13,082 | D | |
| Common StockF1 | holding | — | — | — | 139,095 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $8.12 | Jan 7, 2019 | M | 20,109 | D | — | Jan 5, 2019 | Common Stock | 20,109 | 0 | D |
| Employee Stock Option (right to buy)F12 | $38.30 | Jan 3, 2019 | A | 4,990 | A | — | Jan 3, 2029 | Common Stock | 4,990 | 4,990 | D |
| Employee Stock Option (right to buy)F3 | $6.29 | holding | — | — | — | — | Jan 5, 2020 | Common Stock | 26,481 | 26,481 | D |
| Employee Stock Option (right to buy)F4 | $9.14 | holding | — | — | — | — | Jan 5, 2021 | Common Stock | 17,745 | 17,745 | D |
| Employee Stock Option (right to buy)F5 | $10.75 | holding | — | — | — | — | Jan 5, 2022 | Common Stock | 14,949 | 14,949 | D |
| Employee Stock Option (right to buy)F6 | $14.50 | holding | — | — | — | — | Jan 7, 2023 | Common Stock | 10,938 | 10,938 | D |
| Employee Stock Option (right to buy)F7 | $18.80 | holding | — | — | — | — | Jan 7, 2024 | Common Stock | 2,904 | 2,904 | D |
| Employee Stock Option (right to buy)F8 | $13.17 | holding | — | — | — | — | Jan 6, 2025 | Common Stock | 10,014 | 10,014 | D |
| Employee Stock Option (right to buy)F9 | $15.23 | holding | — | — | — | — | Jan 5, 2026 | Common Stock | 9,145 | 9,145 | D |
| Employee Stock Option (right to buy)F10 | $18.80 | holding | — | — | — | — | Jan 4, 2027 | Common Stock | 7,478 | 7,478 | D |
| Employee Stock Option (right to buy)F11 | $36.80 | holding | — | — | — | — | Jan 3, 2028 | Common Stock | 5,193 | 5,193 | D |
Explanation of responses
- F1The reporting person disclaims beneficial ownership of these shares.
- F10This option becomes fully exercisable on January 4, 2022.
- F11This option becomes fully exercisable on January 3, 2023.
- F12This option becomes fully exercisable on January 3, 2024.
- F2This option became fully exercisable on January 5, 2014.
- F3This option became fully exercisable on January 5, 2015.
- F4This option became fully exercisable on January 5, 2016.
- F5This option became fully exercisable on January 5, 2017.
- F6This option became fully exercisable on January 7, 2018.
- F7This option becomes fully exercisable on January 7, 2019.
- F8This option becomes fully exercisable on January 6, 2020.
- F9This option becomes fully exercisable on January 5, 2021.